Carroll M. Dannettell

CETERA INVESTMENT ADVISERS

GOLDEN, CO 80401

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CRD#: 4871385

Professional summary

Carroll Marie Adele Dannettell, who also goes by Carroll Marie Adele Dannettell, Carroll Marie Bastow, Carroll M Senechal, Carroll Marie Senechal, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Golden, Colorado and CETERA FINANCIAL SPECIALISTS LLC located in Golden, Colorado.

Carroll is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Carroll has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Aliases

Carroll Marie Adele Dannettell | Carroll Marie Bastow | Carroll M Senechal | Carroll Marie Senechal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF OTHER BUSINESS: WELL BALANCED FINANCIAL SERVICES INC; INVESTMENT RELATED: NO ADDRESS: 13701 W JEWELL AVE SUITE 250; LAKEWOOD, CO 80228; NATURE OF BUSINESS: TAX AND ACCOUNTING SERVICES; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 35; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ENROLLED AGENT; OFFER BUSINESS AND PERSONAL TAX RETURNS SERVICES, BILL PAY, AND PAYROLL SERVICES FOR A FEW BUSINESSES; 2) NAME OF OTHER BUSINESS: B & Y CPAS INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: ENROLLED AGENT, APX NUMBER OF HOURS PER WEEK: 25, APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: TAX RETURNS, TAX PLANNING (INCLUDING RETIREMENT AND INVESTMENT PLANNING), ACCOUNTING WORK;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carroll Marie Adele Dannettell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 28, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 14143 Denver West Parkway Suite 100, Golden, CO 80401

RIA

CRD#: 105644

GOLDEN, CO

Current

December 11, 2018 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #1: 14143 Denver West Parkway Suite 100, Golden, CO 80401

CRD#: 10358

GOLDEN, CO

Past

April 27, 2016 - December 13, 2018

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Lakewood, CO

Past

September 27, 2010 - March 17, 2016

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

LAKEWOOD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/2/2025)

Colorado
(12/11/2018)

IAR

Colorado
(7/28/2026)

Missouri
(1/2/2026)

Tennessee
(10/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/23/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/14/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/23/2010

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carroll M. Dannettell

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carroll Marie Adele Dannettell's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA FINANCIAL SPECIALISTS LLC

AVANTAX INVESTMENT SERVICES, INC.

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/23/2026

Series 63

Date: 10/14/2010

SIE

Date: 10/1/2018

Series 6

Date: 9/23/2010

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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