Rafael E. Otano Casanova
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rafael Esteban Otano Casanova, who also goes by Rafael Esteban Otano, Rafael E. Otaño, was a registered financial professional .
Rafael is a previously registered financial professional and started their career in finance in 2004. Rafael had worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2021 - February 7, 2024
CONSULTIVA WEALTH MANAGEMENT, CORP.
February 18, 2005 - August 17, 2005
CONSULTIVA WEALTH MANAGEMENT, CORP.
December 2, 2004 - August 17, 2005
FAIRBRIDGE CAPITAL MARKETS
Primary Firm SEC Registration
CONSULTIVA WEALTH MANAGEMENT, CORP.
CRD#: 111846 / SEC#: 801-57175
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONSULTIVA WEALTH MANAGEMENT, CORP.
CRD#: 111846 / SEC#: 801-57175
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 139 |
| AUM (Assets Under Management) | $ 429,665,565 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
