Daniel S. Conway
Professional summary
Daniel S Conway, who also goes by Dan Sean Conway, is a registered financial professional currently at FIRST CRAFT SECURITIES, LLC located in St. Michaels, Maryland.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2005. Daniel has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel S Conway's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2016 - Present
FIRST CRAFT SECURITIES, LLC
Office #2: 202 Mulberry Street, St. Michaels, MD 21663February 24, 2005 - March 12, 2014
FOCALPOINT SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/14/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 28
Date: 1/24/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
FIRST CRAFT SECURITIES, LLC
CRD#: 159680 / SEC#: , 8-69006
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONWAY, DANIEL S | CCO, MANAGING MEMBER, FINOP | 4870523 |
Red Flags
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