Daniel S Conway
Professional Summary
Daniel S Conway, who also goes by Dan Sean Conway, is a registered financial advisor currently at FIRST CRAFT SECURITIES, LLC located in St. Michaels, Maryland. Daniel is registered as a RR (Registered Representative) and started their career in finance in 2005. Daniel has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 24 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dan Sean Conway
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
CONSORTIUM FINANCE SECURITIES LLC | MIDSPAN ADVISORS, LLC | FIRST CRAFT SECURITIES, LLC
Contact Information
Main Address
202 Mulberry Street, St. Michaels, MD 21663Mailing Address
P.o. Box 901, St. Michaels, MD 21663Phone Number
(310) 919-8842Established
Delaware since 05/12/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONWAY, DANIEL S | CCO, MANAGING MEMBER, FINOP | 4870523 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/14/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jan 2005About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Daniel S Conway's CRS (Customer Relationship Summary).
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