Matthew H. Lugar
Professional summary
Matthew Hamilton Lugar, who also goes by Matthew Lugar, is a registered financial advisor currently at TGS FINANCIAL ADVISORS located in Radnor, Pennsylvania.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Matthew has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Hamilton Lugar's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2024 - Present
TGS FINANCIAL ADVISORS
Office #1: 100 W. Matsonford Road Building 3, Suite 304, Radnor, PA 19087April 25, 2023 - June 6, 2024
SEI INVESTMENTS DISTRIBUTION CO.
June 22, 2011 - November 6, 2020
VANGUARD MARKETING CORPORATION
November 10, 2004 - May 21, 2008
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
TGS FINANCIAL ADVISORS
CRD#: 107289 / SEC#: 801-38963
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/30/2024)
(8/30/2024)
Exams
Series 6TO
Date: 12/22/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
TGS FINANCIAL ADVISORS
CRD#: 107289 / SEC#: 801-38963
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,125 |
| AUM (Assets Under Management) | $ 359,389,701 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2025 | ||
| 08/29/2024 | ||
| 10/27/2023 | ||
| 12/29/2022 |
Red Flags
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