Mel Zhang
Professional summary
Mel Zhang, who also goes by Mel Zhang, Zhen Wei Zhang, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Frisco, Texas.
Mel is registered as a RR (Registered Representative) and started their career in finance in 2005. Mel has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mel Zhang's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 27, 2021 - Present
NYLIFE SECURITIES LLC
Office #1: 2600 Network Blvd. Suite 130, Frisco, TX 75034November 14, 2016 - December 23, 2020
PARK AVENUE SECURITIES LLC
November 10, 2014 - November 9, 2016
MML INVESTORS SERVICES, LLC
March 22, 2012 - September 30, 2014
PARK AVENUE SECURITIES LLC
August 2, 2010 - September 30, 2014
PARK AVENUE SECURITIES LLC
May 13, 2010 - July 12, 2010
AMERITAS INVESTMENT COMPANY, LLC
April 6, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
April 6, 2005 - March 29, 2010
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/27/2021)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
NYLIFE SECURITIES LLC
CRD#: 5167Frisco, TX 75034TRUST BUT VERIFY
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