Brian M. Harrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Mason Harrison was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2004. Brian had worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2018 - April 9, 2021
OCP CAPITAL, LLC
June 16, 2006 - April 17, 2009
MACQUARIE CAPITAL (USA) INC.
November 1, 2004 - May 5, 2006
BROWN BROTHERS HARRIMAN & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OCP CAPITAL, LLC
CRD#: 143381 / SEC#: , 8-67556
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHIMERA CAPITAL PARTNERS, LLC | MEMBER | |
| RUDMAN, GEORGE PAUL | PRESIDENT, CCO, FINOP | 2757828 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
