Kathryn A. Bogardus
Professional summary
Kathryn A Bogardus, who also goes by Kathryn Ann Bogardus, Kathryn Bogardus, Katie Bogardus, Kathryn Ann Christopher, Kathryn Christopher, Katie Christopher, is a registered financial professional currently at MORGAN STANLEY & CO. LLC located in New York, New York and MORGAN STANLEY located in Purchase, New York.
Kathryn is registered as a RR (Registered Representative) and started their career in finance in 2022. Kathryn has worked at 3 firms and has passed the Series 99TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathryn A Bogardus's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2022 - Present
MORGAN STANLEY & CO. LLC
Office #1: 1585 Broadway, New York, NY 10036-8293May 15, 2025 - Present
MORGAN STANLEY
Office #1: 2000 Westchester Avenue, Purchase, NY 10577-2530July 13, 2026 - Present
PRIME DEALER SERVICES CORP.
Office #1: 1585 Broadway, New York, NY 10036State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 2/7/2022
Operations Professional ExaminationFINRA
Current Firm
PRIME DEALER SERVICES CORP.
CRD#: 36142 / SEC#: , 8-47025
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY & CO. LLC | SHAREHOLDER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| GRECO, ANTHONY | DIRECTOR, PRESIDENT, AND CHIEF EXECUTIVE OFFICER | 4853800 |
| MORANO, DAVID | PRINCIPAL OPERATIONS OFFICER | 2189287 |
| MOSKOWITZ, DOUGLAS IRWIN | CHIEF COMPLIANCE OFFICER | 2396405 |
| MURRAY, CHRISTOPHER A | DIRECTOR | 3128073 |
| RUBIN, GERALD | DIRECTOR | 2950891 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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