Timothy A. Anonick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Alexander Anonick was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2004. Timothy had worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2008 - December 20, 2017
TIER ONE PARTNERS, INC.
April 4, 2005 - March 20, 2008
ANDERSON & STRUDWICK, INCORPORATED
January 14, 2005 - April 4, 2005
A&S CAPITAL ADVISORS, INC.
December 16, 2004 - March 20, 2008
ANDERSON & STRUDWICK, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 11/21/2008
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
TIER ONE PARTNERS, INC.
CRD#: 4090 / SEC#: , 8-14884
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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