Laurence Carroll Fentriss
Professional Summary
This is a previously registered financial professional. Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA. Based in Los Angeles, Laurence Carroll Fentriss has been registered with Camden Financial Services since July 2019. He holds Series 7, Series 79TO, SIE and Series 24 qualifications, is approved by FINRA, and is licensed to represent broker-dealer activities in California and Florida. Earlier in his...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Larry Carroll Fentriss
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
CAMDEN FINANCIAL SERVICES | ROBERT BRUCE AND COMPANY | CAPPELLO GLOBAL LLC | CAMDEN FINANCIAL SERVICES, INC.
Contact Information
Main Address
4913 Bateman Road, Keller, TX 76244Mailing Address
4913 Bateman Road, Keller, TX 76244Phone Number
(214) 336-5218Established
California since 03/14/1995Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UCCIFERRI, LOUIE | PRESIDENT, FINOP, CHIEF COMPLIANCE OFFICER, AML-CO | 1156956 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(7/11/2019)
(2/8/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Laurence Carroll Fentriss's CRS (Customer Relationship Summary).
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