Dominic A. Paicely
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dominic Allen Paicely, who also goes by Dominic Allen Paicey, was a registered financial professional .
Dominic is a previously registered financial professional and started their career in finance in 2004. Dominic had worked at 4 firms and has passed the Series 66, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2011 - April 14, 2014
CITY SECURITIES CORPORATION
June 27, 2011 - April 14, 2014
CITY SECURITIES CORPORATION
May 19, 2006 - July 11, 2011
CHARLES SCHWAB & CO., INC.
May 19, 2006 - July 11, 2011
CHARLES SCHWAB & CO., INC.
January 6, 2005 - March 16, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
December 16, 2004 - March 16, 2005
IDS LIFE INSURANCE COMPANY
December 16, 2004 - March 16, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CITY SECURITIES CORPORATION
CRD#: 1459 / SEC#: 801-67527, 8-975
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITY SECURITIES, LLC | HOLDING COMPANY | |
| OLSEN, JOHN GERALD | CCO | 1395283 |
Disclosures
| Regulatory Event | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
