Amy E. Irvine
ROOTED PLANNING GROUP
Corning, NY 14830
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CRD#: 4868740
Professional summary
Amy Elizabeth Irvine, CFP®, who also goes by Amy Elizabeth Beardsley, is a registered financial advisor currently at ROOTED PLANNING GROUP located in Corning, New York.
Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Amy has worked at 9 firms and has passed the Series 66, Series 7, Series 4, Series 51 and Series 24 exams.
Biography
Rooted Planning Group was designed to create a family like environment. We all have roots, but it's the wings that take us places. Our process is designed to allow us to get to know your family, your roots, and your wings.
How would you define your perfect life? How do your finances embrace you and form that protective barrier?
In fact, if money was not a barrier, would your life change? The answer may change as your life changes, and as your financial coach, this is a topic explored to enhance clients lives by recognizing and supporting their values.
Question & Answer
What are your service offerings?
Debt Management
Insurance Planning
Elder Care
Estate Planning
Comprehensive Financial Planni...
Life Transitions
Long-term Care
Divorce Planning
Employee and Employer Plan Ben...
Health Care
Investment Planning
Retirement Income Management
Retirement Planning
Small Business Planning
Tax Planning
Budgeting
Social Security Planning
Education Planning
Do you have an area of expertise or specialization?
Cash Flow/Budgets/Credit Issue...
Charitable Giving
College/Education Planning
Entrepreneurs
Estate & Generational Planning...
Fixed Fee (Subscription, Retai...
Are you a "fiduciary"?
Yes
Aliases
Amy Elizabeth Beardsley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ms. Irvine is a Board Member for Heritage Village of the Southern Finger Lakes, which is not investment related in nature. Ms. Irvine does not receive any form of compensation for the services she provides for the Heritage Village of the Southern Finger Lakes, and spends five (1) hours a month in this capacity. This outside business activity is not connected to Rooted Planning Group. Mrs. Irvine volunteers as a Trustee for the NAPFA Foundation, which coordinates volunteer / pro-bono programs for NAPFA members. Ms. Irvine does not receive compensation for the services she provides; she spends approximately two (2) hours per month in this capacity. This outside business activity is not connected to Rooted Planning Group.
CRS (Client Relationship Summary) - RIA
Click below to view Amy Elizabeth Irvine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
September 12, 2016 - Present
ROOTED PLANNING GROUP
Office #1: 10 East Market Street, Corning, NY 14830RIA
CRD#: 284120
Corning, NY
Past
May 7, 2015 - November 14, 2016
PINNACLE FINANCIAL WEALTH MANAGEMENT, LLC
RIA
CRD#: 175282
MERRITT ISLAND, FL
Past
July 7, 2011 - November 4, 2015
BURNS MATTESON CAPITAL MANAGEMENT, LLC
RIA
CRD#: 118315
CORNING, NY
Past
January 2, 2009 - April 28, 2011
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
CORNING, NY
Past
March 21, 2007 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
CORNING, NY
Past
May 8, 2006 - April 28, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
CORNING, NY
Past
August 15, 2005 - May 4, 2006
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
WILLIAMSVILLE, NY
Past
August 15, 2005 - May 4, 2006
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
WILLIAMSVILLE, NY
Past
March 22, 2005 - August 16, 2005
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 22, 2005 - August 16, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROOTED PLANNING GROUP
IRVINE WEALTH PLANNING STRATEGIES, LLC | ROOTED PLANNING GROUP
CRD#: 284120 / SEC#: 801-112546
RIA
Registered Investment Advisory firm - (3/1/2018 Approved)Florida
Registered Investment Advisory firm - (6/6/2018 Terminated)New York
Registered Investment Advisory firm - (6/6/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/30/2020)
IAR
Florida(9/12/2016)
IAR
Georgia(1/8/2025)
IAR
Illinois(3/15/2022)
IAR
Massachusetts(10/6/2020)
IAR
New Hampshire(5/25/2022)
IAR
New York(3/1/2021)
IAR
Oklahoma(3/1/2021)
IAR
Pennsylvania(1/2/2020)
IAR
Texas(10/9/2020)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
ROOTED PLANNING GROUP
IRVINE WEALTH PLANNING STRATEGIES, LLC | ROOTED PLANNING GROUP
CRD#: 284120 / SEC#: 801-112546
RIA
Registered Investment Advisory firm - (3/1/2018 Approved)Florida
Registered Investment Advisory firm - (6/6/2018 Terminated)New York
Registered Investment Advisory firm - (6/6/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 East Market Street, Corning, NY 14830
Mailing Address
Phone number
(607) 438-2761
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 705 |
| AUM (Assets Under Management) | $ 117,735,789 |
Red Flags
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Company Information
ROOTED PLANNING GROUP
CRD#: 284120Corning, NY 14830TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
