David S. Mcmurtry
Professional summary
David Scott Mcmurtry, who also goes by Scott Mcmurtry, is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in Greenwich, Connecticut.
David is registered as a RR (Registered Representative) and started their career in finance in 2004. David has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Scott Mcmurtry's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2022 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 100 West Putnam Avenue 1st Floor, Greenwich, CT 06830November 8, 2013 - April 10, 2015
RBC CAPITAL MARKETS, LLC
August 23, 2010 - November 14, 2013
CITIGROUP GLOBAL MARKETS INC.
November 11, 2004 - July 8, 2005
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2024)
(12/19/2022)
(9/30/2022)
Exams
Series 7TO
Date: 9/6/2022
General Securities Representative ExaminationFINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO MANAGEMENT HOLDINGS, L.P. | MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
Red Flags
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