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AA

Andrew C. Atseff

ROTHSCHILD WEALTH LLC
Oakbrook, IL 60523
Some features on this profile are disabled
CRD#: 4868153
AA

Professional summary

Andrew Craig Atseff, who also goes by Andrew Asteff, Andy Craig Atseff, is a registered financial advisor currently at ROTHSCHILD WEALTH LLC located in Oakbrook, Illinois and ROTHSCHILD INVESTMENT LLC located in Chicago, Illinois.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Andrew has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Andrew Asteff | Andy Craig Atseff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE AGENT LIFE AND HEALTH ROTHSCHILD INVESTMENTS LLC BROKER DEALER REGISTERED REPRESENTATIVE SINCE 06/2024 INVESTMENT RELATED ROTHSCHILD WEALTH LLC INVESTMENT ADVISER MANAGING DIRECTOR SINCE 06/2012 INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Craig Atseff's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 4, 2012 - Present

ROTHSCHILD WEALTH LLC

Office #1: 700 Commerce Drive Suite 170, Oakbrook, IL 60523
RIA
CRD#: 162442
Oakbrook, IL
Current

July 11, 2024 - Present

ROTHSCHILD INVESTMENT LLC

Office #1: 311 S. Wacker Drive Suite 5900, Chicago, IL 60606-6618Office #2: 700 Commerce Drive Suite 170, Oakbrook, IL 60523
RIA
BD
CRD#: 728
Chicago, IL
Past

March 17, 2017 - August 1, 2023

HALO SECURITIES, LLC

BD
CRD#: 279029
CHICAGO, IL
Past

March 17, 2014 - March 20, 2017

WORLD EQUITY GROUP, INC.

RIA
CRD#: 29087
WHEATON, IL
Past

March 17, 2014 - March 20, 2017

WORLD EQUITY GROUP, INC.

BD
CRD#: 29087
WHEATON, IL
Past

June 4, 2012 - December 31, 2017

ROTHSCHILD WEALTH LLC

RIA
CRD#: 162442
OAKBROOK, IL
Past

June 1, 2012 - March 20, 2014

AUSDAL FINANCIAL PARTNERS, INC.

BD
CRD#: 7995
JOLIET, IL
Past

November 23, 2004 - May 5, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

November 23, 2004 - June 6, 2012

OSAIC FA, INC.

BD
CRD#: 3978
JOLIET, IL
Past

November 11, 2004 - June 6, 2012

OSAIC FA, INC.

RIA
CRD#: 3978
JOLIET, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
ROTHSCHILD WEALTH LLC
REYNOLDS WEALTH, LLC | SENTINUS, LLC | ROTHSCHILD WEALTH LLC

CRD#: 162442 / SEC#: 801-74818

RIA
Registered Investment Advisory firm - (4/16/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Illinois
(6/4/2012)
RR
Illinois
(2/13/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/15/2004
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/10/2004
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/14/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/22/2004
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

RW
ROTHSCHILD WEALTH LLC
REYNOLDS WEALTH, LLC | SENTINUS, LLC | ROTHSCHILD WEALTH LLC

CRD#: 162442 / SEC#: 801-74818

RIA
Registered Investment Advisory firm - (4/16/2012 Approved)
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Contact information

Main Address
700 Commerce Drive Suite 170, Oakbrook, IL 60523
Mailing Address
Phone number
(630) 448-5711
Established
Firm type
Fiscal year end
# of Employees
22

SEC notice filing (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ROTHSCHILD WEALTH ADV PART 2A (4/29/2025)

Regulatory assets under management

Total Number of Accounts2,878
AUM (Assets Under Management)$ 751,143,585

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROTHSCHILD WEALTH LLC

CRD#: 162442Oakbrook, IL 60523

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