Jerome K. Fitzharris

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CRD#: 4867680

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jerome K Fitzharris, who also goes by Jerome Kevin Fitzharris, Jerry Fitzharris, was a registered financial professional .

Jerome is a previously registered financial professional and started their career in finance in 2004. Jerome had worked at 4 firms and has passed the Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jerome Kevin Fitzharris | Jerry Fitzharris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 31, 2022 - January 5, 2026

CENTER FOR WEALTH MANAGEMENT ADVISORY

RIA

CRD#: 171221

Centerville, OH

Past

February 6, 2007 - October 7, 2021

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Centerville, OH

Past

March 10, 2005 - November 13, 2006

PARKLAND SECURITIES, LLC

CRD#: 115368

BELLBROOK, OH

Past

November 11, 2004 - March 14, 2005

INVESTMENT PLANNERS, INC.

CRD#: 18557

DECATUR, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CENTER FOR WEALTH MANAGEMENT ADVISORY

CENTER FOR WEALTH MANAGEMENT | CENTER FOR WEALTH MANAGEMENT LLC. | CENTER FOR WEALTH MANAGEMENT ADVISORY

CRD#: 171221 / SEC#: 801-112042

RIA

Registered Investment Advisory firm - (11/16/2017 Approved)

Arizona

Registered Investment Advisory firm - (12/31/2017 Terminated)

Kentucky

Registered Investment Advisory firm - (12/31/2017 Terminated)

Massachusetts

Registered Investment Advisory firm - (12/31/2017 Terminated)

Ohio

Registered Investment Advisory firm - (1/2/2018 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/28/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/10/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CENTER FOR WEALTH MANAGEMENT ADVISORY

CENTER FOR WEALTH MANAGEMENT | CENTER FOR WEALTH MANAGEMENT LLC. | CENTER FOR WEALTH MANAGEMENT ADVISORY

CRD#: 171221 / SEC#: 801-112042

RIA

Registered Investment Advisory firm - (11/16/2017 Approved)

Arizona

Registered Investment Advisory firm - (12/31/2017 Terminated)

Kentucky

Registered Investment Advisory firm - (12/31/2017 Terminated)

Massachusetts

Registered Investment Advisory firm - (12/31/2017 Terminated)

Ohio

Registered Investment Advisory firm - (1/2/2018 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2017 Terminated)

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Contact information

Main Address

Milford, OH

Mailing Address

Po Box 778, Amelia, OH 45102

Phone number

(513) 407-5430

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 WRAP BROCHURE (3/20/2025)

CENTER FOR WEALTH MANAGEMENT FIRM BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	887
AUM (Assets Under Management)	$ 187,298,086

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jerome K. Fitzharris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CENTER FOR WEALTH MANAGEMENT ADVISORY

AVANTAX INVESTMENT SERVICES, INC.

PARKLAND SECURITIES, LLC

INVESTMENT PLANNERS, INC.

Primary Firm SEC Registration

CENTER FOR WEALTH MANAGEMENT ADVISORY

State Registrations and Notice Filings

Exams

Series 65

Date: 1/28/2022

SIE

Date: 10/1/2018

Series 6

Date: 11/10/2004

Current Firm

CENTER FOR WEALTH MANAGEMENT ADVISORY

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CENTER FOR WEALTH MANAGEMENT ADVISORY

TRUST BUT VERIFY

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