KO
Kieran J. O'shea
EASTDIL SECURED ADVISORS LLC
Santa Monica, CA 90401
Some features on this profile are disabled
CRD#: 4867098
KO
Professional summary
Kieran John O'shea is a registered financial professional currently at EASTDIL SECURED ADVISORS LLC located in Santa Monica, California.
Kieran is registered as a RR (Registered Representative) and started their career in finance in 2005. Kieran has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kieran John O'shea's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 1, 2019 - Present
EASTDIL SECURED ADVISORS LLC
Office #1: 100 Wilshire Blvd., Suite 1500, Santa Monica, CA 90401BD
CRD#: 304434
Santa Monica, CA
Past
February 11, 2005 - October 1, 2019
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
WASHINGTON, DC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/18/2019)
RR
Alaska(1/30/2020)
RR
Arizona(1/1/2020)
RR
Arkansas(1/23/2020)
RR
California(10/1/2019)
RR
Colorado(10/31/2019)
RR
Connecticut(1/23/2020)
RR
Delaware(10/11/2019)
RR
District of Columbia(10/2/2019)
RR
Florida(3/18/2020)
RR
Georgia(9/8/2020)
RR
Hawaii(2/5/2020)
RR
Idaho(10/2/2019)
RR
Illinois(3/10/2020)
RR
Indiana(1/10/2020)
RR
Iowa(10/2/2019)
RR
Kansas(11/26/2019)
RR
Kentucky(10/7/2019)
RR
Louisiana(10/7/2019)
RR
Maine(10/24/2019)
RR
Maryland(10/21/2019)
RR
Massachusetts(2/7/2020)
RR
Michigan(11/5/2019)
RR
Minnesota(12/3/2019)
RR
Mississippi(10/2/2019)
RR
Missouri(2/11/2020)
RR
Montana(11/21/2019)
RR
Nebraska(2/3/2020)
RR
Nevada(10/3/2019)
RR
New Hampshire(1/23/2020)
RR
New Jersey(1/22/2020)
RR
New Mexico(11/15/2019)
RR
New York(10/3/2019)
RR
North Carolina(10/18/2019)
RR
North Dakota(10/16/2019)
RR
Ohio(10/15/2019)
RR
Oklahoma(10/4/2019)
RR
Oregon(10/25/2019)
RR
Pennsylvania(10/7/2019)
RR
Rhode Island(10/7/2019)
RR
South Carolina(11/20/2019)
RR
South Dakota(10/2/2019)
RR
Tennessee(11/10/2020)
RR
Texas(12/23/2019)
RR
Utah(10/3/2019)
RR
Vermont(10/29/2019)
RR
Virginia(1/28/2020)
RR
Washington(10/14/2019)
RR
West Virginia(1/16/2020)
RR
Wisconsin(10/21/2019)
RR
Wyoming(2/18/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EASTDIL SECURED ADVISORS LLC
EASTDIL SECURED ADVISORS LLC
CRD#: 304434 / SEC#: , 8-70367
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
100 Wilshire Blvd Suite 1500, Santa Monica, CA 90401
Mailing Address
100 Wilshire Blvd Suite 1500, Santa Monica, CA 90401
Phone number
(310) 526-9000
Established
Delaware since 05/23/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
