Randall L. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Lee Brown, who also goes by Randy Lee Brown, Randy L Brown, was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 2004. Randall had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2016 - April 7, 2017
FARMERS FINANCIAL SOLUTIONS, LLC
March 4, 2014 - October 3, 2014
PFS INVESTMENTS INC.
January 20, 2012 - May 8, 2012
NDX TRADING, INC.
July 25, 2011 - February 7, 2012
LIFEMARK SECURITIES CORP.
May 14, 2009 - July 30, 2009
PARSONEX SECURITIES, INC.
December 10, 2008 - May 4, 2009
WADDELL & REED
July 17, 2007 - May 4, 2009
WADDELL & REED
December 1, 2006 - June 29, 2007
QUESTAR CAPITAL CORPORATION
June 30, 2006 - December 1, 2006
USALLIANZ SECURITIES, INC.
October 25, 2004 - January 25, 2005
MM ASCEND LIFE INVESTOR SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
