Elizabeth D. Neal

SUNCOAST EQUITY MANAGEMENT

Tampa, FL 33609

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CRD#: 4866549

Professional summary

Elizabeth Dopking Neal, who also goes by Beth Dopking, Elizabeth Ann Dopking, is a registered financial advisor currently at SUNCOAST EQUITY MANAGEMENT, LLC located in Tampa, Florida.

Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Elizabeth has worked at 4 firms and has passed the Series 65, Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Beth Dopking | Elizabeth Ann Dopking

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Dopking Neal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2023 - Present

SUNCOAST EQUITY MANAGEMENT, LLC

Office #1: 5550 W Executive Dr Suite 320, Tampa, FL 33609

RIA

CRD#: 108289

Tampa, FL

Past

June 1, 2009 - February 3, 2016

MORGAN STANLEY

RIA

CRD#: 149777

TAMPA, FL

Past

June 1, 2009 - February 3, 2016

MORGAN STANLEY

CRD#: 149777

TAMPA, FL

Past

May 20, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

TAMPA, FL

Past

May 16, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

TAMPA, FL

Past

December 1, 2007 - June 5, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

TAMPA, FL

Past

April 5, 2006 - June 5, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUNCOAST EQUITY MANAGEMENT, LLC

SUNCOAST EQUITY MANAGEMENT, INC. | SUNCOAST PROSPERITY ADVISORS | SUNCOAST EQUITY MANAGEMENT, LLC

CRD#: 108289 / SEC#: 801-62262

RIA

Registered Investment Advisory firm - (8/8/2003 Approved)

Alabama

Registered Investment Advisory firm - (11/5/2004 Terminated)

Connecticut

Registered Investment Advisory firm - (8/19/2003 Terminated)

Florida

Registered Investment Advisory firm - (8/8/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/20/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/3/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/12/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/28/2005

General Securities Representative Examination

Current Firm

SUNCOAST EQUITY MANAGEMENT, LLC

SUNCOAST EQUITY MANAGEMENT, INC. | SUNCOAST PROSPERITY ADVISORS | SUNCOAST EQUITY MANAGEMENT, LLC

CRD#: 108289 / SEC#: 801-62262

RIA

Registered Investment Advisory firm - (8/8/2003 Approved)

Alabama

Registered Investment Advisory firm - (11/5/2004 Terminated)

Connecticut

Registered Investment Advisory firm - (8/19/2003 Terminated)

Florida

Registered Investment Advisory firm - (8/8/2003 Terminated)

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Contact information

Main Address

5550 W Executive Dr Suite 320, Tampa, FL 33609

Mailing Address

Phone number

(813) 963-0502

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (4/29/2025)

Regulatory assets under management

Total Number of Accounts	810
AUM (Assets Under Management)	$ 1,866,702,990

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Elizabeth D. Neal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Dopking Neal's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

SUNCOAST EQUITY MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/2022

Series 66

Date: 11/20/2007

SIE

Date: 2/3/2016

Series 31

Date: 10/12/2009

Series 7

Date: 3/28/2005

Current Firm

SUNCOAST EQUITY MANAGEMENT, LLC

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUNCOAST EQUITY MANAGEMENT, LLC

TRUST BUT VERIFY

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