JT
Jonathan R. Taylor
CETERA INVESTMENT ADVISERS LLC
INDIANAPOLIS, IN 46204
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CRD#: 4866221
JT
Professional summary
Jonathan Ryan Taylor, who also goes by Jon Taylor, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Indianapolis, Indiana and CETERA ADVISORS LLC located in Indianapolis, Indiana.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jonathan has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jon Taylor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. GENTRY PARTNERS; INDEPENDENT CONTRACTOR; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 08/01/2012; 160 HRS. PER MONTH. 2. INSURANCE; INDEPENDENT CONTRACTOR; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 08/20/2012; 160 HRS. PER MONTH. 3. ONE RESOURCE GROUP; INDEPENDENT CONTRACTOR; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 08/01/2012; 160 HRS. PER MONTH. 4. JONATHAN R TAYLOR INC; PRESIDENT; HOLDING COMPANY; START DATE 05/07/2015; 160 HOURS PER MONTH. 5. St. Mary's children's Center; Volunteer Member; Non-Profit Organization; start date 06/01/2013; 4 hours per month. 6. INTERACT FAMILY SERVICES; BOARD PRESIDENT; NON PROFIT ORGANIZATION; START DATE 02/01/2017; 4 HOURS PER MONTH. 7. ARTISTRY WEALTH, LLC; PARTNER; START DATE: 03/01/2020; 160 HOURS PER MONTH 8. PRONGHORN PROPERTIES LLC; PARTNER; REAL ESTATE (RENTAL PROPERTY/PASSIVE INVESTMENT); START DATE 12/01/2021; 4 HOURS PER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Ryan Taylor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 500 East Ohio Street Suite 200, Indianapolis, IN 46204RIA
CRD#: 105644
INDIANAPOLIS, IN
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 9265 Counselors Row Suite 120, Indianapolis, IN 46240BD
CRD#: 10299
INDIANAPOLIS, IN
Past
August 22, 2018 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
Indianapolis, IN
Past
October 24, 2012 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
INDIANAPOLIS, IN
Past
April 4, 2005 - October 24, 2012
OGILVIE SECURITY ADVISORS CORPORATION
BD
CRD#: 10105
INDIANAPOLIS, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/28/2025)
RR
Arizona(9/8/2022)
RR
Arkansas(9/8/2022)
RR
California(9/8/2022)
RR
Colorado(9/8/2022)
RR
Florida(9/8/2022)
RR
Georgia(9/8/2022)
RR
Hawaii(9/8/2022)
RR
Illinois(9/8/2022)
IAR
Indiana(11/12/2020)
RR
Indiana(9/8/2022)
RR
Iowa(9/8/2022)
RR
Kansas(9/8/2022)
RR
Kentucky(9/8/2022)
RR
Maine(9/8/2022)
RR
Maryland(9/8/2022)
RR
Massachusetts(9/8/2022)
RR
Michigan(9/8/2022)
RR
Minnesota(9/8/2022)
RR
Missouri(1/18/2023)
RR
New Hampshire(9/8/2022)
RR
New Jersey(9/8/2022)
RR
New Mexico(9/8/2022)
RR
New York(9/8/2022)
RR
North Carolina(9/8/2022)
RR
North Dakota(9/8/2022)
RR
Ohio(9/8/2022)
RR
Oklahoma(9/8/2022)
RR
Pennsylvania(9/8/2022)
RR
Puerto Rico(5/5/2023)
RR
South Carolina(9/8/2022)
RR
Tennessee(9/8/2022)
IAR
Texas(11/12/2020)
RR
Texas(9/8/2022)
RR
Utah(9/8/2022)
RR
Virginia(9/8/2022)
RR
Washington(5/15/2023)
RR
Wisconsin(4/23/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
