Emmanuel Obel

OBEL FINANCIAL ADVISORS

SAN MATEO, CA 94401

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CRD#: 4865822

Professional summary

Emmanuel Obel is a registered financial advisor currently at OBEL FINANCIAL ADVISORS located in San Mateo, California.

Emmanuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Emmanuel has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)EMMANUAL OBEL, BURLINGAME, CA; HEALTH DENTAL VISION INS; NONINV RELATED; AGENT; START 11/21/2008; 4 HRS/MTH WITH 2 DURING TRADING HRS. 2)BOARD OF DIRECTORS/TREASURER FOR HEALTH & ENVIRONMENTAL RESOURCE CENTER, SAN FRANCISCO CA; NON PROFIT; START 01/01/2007; 3 HRS/MTH. 3)NCPHS FOUNDATION, SAN FRANCISCO, CA; NON PROFIT; NONINV RELATED; TRUSTEE; START 01/14/2009; 3 HRS/MTH; ATTEND MEETINGS, PARTICIPATE IN COMMITTEE AND FUNDRAISING MEETINGS AND PROVIDE MGMT WITH OPERATION ADVICE. 4)HIP HOUSING, SAN MATEO, CA; NONPROFIT; MEMBER-FUNDRAISING COMMITTEE; START 01/14/2009; 2 HRS/MTH; ATTEND FUNDRAISING COMMITTEE MEETINGS AND EVENTS. 5)OBEL FINANCIAL GROUP, BURLINGAME CA, OWNER/AGENT SELLING TERM LIFE, UNIVERSAL LIFE, FIXED ANNUITIES, INDEXED ANNUITIES, HEALTH/DENTAL AND LTC INSURANCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emmanuel Obel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2011 - Present

OBEL FINANCIAL ADVISORS

Office #1: 425 N. El Camino Real #313, San Mateo, CA 94401

RIA

CRD#: 155640

SAN MATEO, CA

Past

August 28, 2008 - October 1, 2010

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

MOUNTAIN VIEW, CA

Past

August 27, 2008 - October 1, 2010

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

MOUNTAIN VIEW, CA

Past

November 16, 2005 - August 26, 2008

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

SAN FRANCISCO, CA

Past

September 26, 2005 - August 26, 2008

EQUITABLE ADVISORS, LLC

CRD#: 6627

SAN FRANCISCO, CA

Past

June 23, 2005 - August 23, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SAN FRANCISCO, CA

Past

May 31, 2005 - August 23, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 31, 2005 - August 23, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

October 20, 2004 - April 8, 2005

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/16/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/22/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/27/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/9/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/19/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OBEL FINANCIAL ADVISORS

OBEL FINANCIAL ADVISORS | OBEL, EMMANUEL | OBEL FINANCIAL GROUP

CRD#: 155640 / SEC#:

California

Registered Investment Advisory firm - (2/14/2011 Approved)

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Contact information

Main Address

425 N. El Camino Real #313, San Mateo, CA 94401

Mailing Address

425 N El Camino Real #313, San Mateo, CA 94401

Phone number

(415) 879-0057

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 794,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Emmanuel Obel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emmanuel Obel's CRS (Customer Relationship Summary).

Certified licenses

Experience

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

CITICORP INVESTMENT SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 6/22/2005

Series 63

Date: 10/27/2004

Series 7

Date: 6/9/2005

Series 6

Date: 10/19/2004

Current Firm

OBEL FINANCIAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OBEL FINANCIAL ADVISORS

TRUST BUT VERIFY

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