Mark B. Sharifi
Professional summary
Mark B. Sharifi, who also goes by Mark B Sharifi, Mark Sharifi, is a registered financial advisor currently at LEGACY INVESTMENT SERVICES, LLC located in Rancho Cucamonga, California.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Mark has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark B. Sharifi's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 29, 2008 - Present
LEGACY INVESTMENT SERVICES, LLC
Office #1: 8667 Haven Ave Suite 200, Rancho Cucamonga, CA 91730April 25, 2016 - February 10, 2017
GRADIENT SECURITIES, LLC
March 28, 2016 - June 30, 2016
GRADIENT SECURITIES, LLC
October 19, 2009 - January 4, 2010
GRADIENT SECURITIES, LLC
December 1, 2006 - November 8, 2007
QUESTAR CAPITAL CORPORATION
November 9, 2004 - December 1, 2006
USALLIANZ SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/7/2022)
(2/29/2008)
(2/9/2026)
(11/15/2024)
(5/2/2022)
(11/17/2025)
(5/20/2019)
Exams
Current Firm
LEGACY INVESTMENT SERVICES, LLC
CRD#: 144127 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 185 |
| AUM (Assets Under Management) | $ 33,656,845 |
Red Flags
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