Oran D. Walsh
Professional summary
Oran D Walsh, who also goes by Oran Desmond Walsh, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine.
Oran is registered as a RR (Registered Representative) and started their career in finance in 2004. Oran has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Oran D Walsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2022 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101July 29, 2020 - December 31, 2022
COMPASS DISTRIBUTORS, LLC
January 18, 2017 - September 13, 2018
MANULIFE INVESTMENT MANAGEMENT (US) LLC
October 12, 2016 - September 13, 2018
JOHN HANCOCK DISTRIBUTORS LLC
November 3, 2010 - September 15, 2016
CLEARBRIDGE INVESTMENTS, LLC
October 29, 2010 - September 15, 2016
FRANKLIN DISTRIBUTORS, LLC
May 18, 2006 - October 12, 2010
NEUBERGER BERMAN BD LLC
May 18, 2006 - October 12, 2010
NEUBERGER BERMAN BD LLC
April 21, 2006 - December 31, 2009
NEUBERGER BERMAN MANAGEMENT LLC
April 21, 2006 - October 12, 2010
NEUBERGER BERMAN MANAGEMENT LLC
December 3, 2004 - April 27, 2006
LAZARD ASSET MANAGEMENT SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
FORESIDE FUND SERVICES, LLC
CRD#: 46106Portland, ME 04101TRUST BUT VERIFY
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