Joshua Scott Cavett
AIF®Professional Summary
Joshua Scott Cavett, AIF® is a registered financial advisor currently at NEWEDGE ADVISORS located in Beaumont, Texas. Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Joshua has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Risk Management & Insurance
- Financial Planning
- Estate & Legacy Planning
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
ABARIS FINANCIAL GROUP | NORTHSHORE WEALTH ADVISORS | NORTH EDGE WEALTH | NORMANDY FINANCIAL SERVICES, LLC | NIMMO WEALTH PARTNERS LLC | NEXGEN WEALTH | NEWEDGE ADVISORS, LLC | NEWEDGE ADVISORS - SOUTH ATLANTIC PARTNERS | NEWEDGE ADVISORS | NEW ENGLAND RETIREMENT STRATEGIES | NESSO WEALTH | MURRY WEALTH MANAGEMENT | MURPHY WEALTH MANAGEMENT | MORAN PRIVATE WEALTH GROUP | MODUS WEALTH MANAGEMENT | MITCHELL FINANCIAL MANAGEMENT | MISSION TRAILS FINANCIAL | MIDWEST WEALTH MANAGEMENT | MIDDLEBROOK WEALTH | MID ATLANTIC FINANCIAL MANAGEMENT, INC. | MCNEELY WEALTH MANAGEMENT | MCMULLEN WEALTH & RETIREMENT MANAGEMENT | MCKINLEY & CO. | MARATHON FINANCIAL GROUP | MAIDEN COVE CAPITAL | MAHER WEALTH MANAGEMENT, LLC | LMK WEALTH MANGEMENT | LINK FINANCIAL LLC | LIBERTAS FINANCIAL PARTNERS | LEGACY WEALTH ADVISORS | LEGACY PARTNERS | LEGACY EDGE | LDI ADVISERS | LAKEFRONT WEALTH ADVISORY | LAKE POINT ADVISORS | LAGNIAPPE WEALTH MANAGEMENT | KUMPH CAPITAL | KRUEGER, FOSDYCK, BROWN, MCCALL & ASSOC (KFBMA LLC) | KIVI FINANCIAL GROUP | JL STRATEGIC WEALTH | JACOBS WEALTH MANAGEMENT | JACOBS COOLIDGE & CO | J. TAYLOR PRIVATE WEALTH | INVESTMENT SERVICES LLC | INTERCAPITAL MANAGEMENT | HUGHES WEALTH MANAGEMENT | HUDSON WEALTH PARTNERS | HOYER INSURANCE & FINANCIAL SERVICES | HONOR GUARD WEALTH | HONARC WEALTH | HIGH POINT FINANCIAL DESIGN | HEWES-GAINEY WEALTH MANAGEMENT | HERITAGE FAMILY WEALTH MANAGEMENT | HAYWARD FINANCIAL | HARRIS CONSULTING | HARMONY ADVISORS GROUP | GWM ADVISORS, LLC | GWM ADVISORS LLC | GWM ADVISORS | GULF POINT ADVISORS | GUIDING WEALTH FINANCIAL PARTNERS | GUARDIAN WEALTH MANAGEMENT GROUP | GUARDIAN FINANCIAL CONSULTANTS | GSH ASSET MANAGEMENT | GREEN OAK CONSULTING | GRATUS WEALTH ADVISORS | GOSS WEALTH MANAGEMENT LLC | GOSS WEALTH MANAGEMENT | GOSS ADVISORS | GOLD COAST BENEFITS GROUP, INC. | GENERATION WEALTH | GENERATE WEALTH | GEMINUS WEALTH PARTNERS | GEBHARDT FINANCIAL GROUP | GAINEY WEALTH MANAGEMENT | FULL SCOPE WEALTH | FRENCH FINANCIAL | FREEDOM WEALTH PLANNING LLC | FOX & ASSOCIATES LLC | FORTIS WEALTH ADVISORS | FOREFRONT WEALTH PLANNING & ASSET MANAGEMENT | FOCUS WEALTH | FLINTRIDGE PRIVATE WEALTH | FLINT HILLS INVESTMENT SERVICES | FIRSTHARVEST WEALTH MANAGEMENT GROUP | FIRM FOUNDATION FAMILY WEALTH | FIORIO WEALTH ADVISORS | FINANCIAL PARTNERS, LLC | FINANCIAL NORTH PARTNERS | EVERPLAN WEALTH | ERC WEALTH MANAGEMENT | EQUANIMITY WEALTH MANAGEMENT | EMERITUS WEALTH GROUP | EFIDUCIARY ADVISOR | E&E WEALTH | DOWNTOWN WEALTH PARTNERS | DONNELLY INVESTMENT AND WEALTH ADVISORS, INC. | DOMINICK FINANCIAL GROUP | DEUPREE JAMES WEALTH MANAGEMENT | DEUPREE JAMES | DETILLIER FINANCIAL ADVISORS | DEEPRIVER WEALTH | DAVIS FINANCIAL GROUP | DARDEN FINANCIAL | CUBIT WEALTH MANAGEMENT | CROWLEY WEALTH MANAGEMENT | CRESCENT WEALTH PARTNERS | CRESCENT WEALTH MANAGEMENT | CPR WEALTH ADVISORS | CORNERSTONE WEALTH ADVISORS | COREWEALTH FINANCIAL ADVISORS | CONTINUITY WEALTH GROUP | CONNOLLY & ASSOCIATES | CONGRUENT WEALTH | COLUMBIA ADVISORY GROUP | COASTAL CAPITAL ADVISORS | CLINARD FINANCIAL DESIGN | CLINARD FINANCIAL | CLIFFORD GRP | CLEARTRUST WEALTH ADVISORS | CLEARTREK WEALTH PARTNERS | CLEARPATH WEALTH PARTNERS | CHOICE WEALTH | CHANDLER WEALTH STRATEGIES | CESTIA WEALTH MANAGEMENT | CASTLE WEALTH PARTNERS | CARRIAGE FINANCIAL GROUP | CAPITAL WEALTH MANAGEMENT GROUP | CANTRILL FINANCIAL GROUP | CANA WEALTH MANAGEMENT | BUENA VISTA FINANCIAL PATH | BROOKSIDE PRIVATE WEALTH | BRANDT WEALTH ADVISORS | BP FINANCIAL GROUP | BOUCHARD WEALTH ADVISORS | BO HARRIS WEALTH MANAGEMENT | BIRCHLINE WEALTH MANAGEMENT, LLC | BFS ADVISORY GROUP | BENCHWEALTH LLC | BEAUMONT WEALTH ADVISORS | BAY CAPITAL GROUP | BARUFFI PRIVATE WEALTH | BARTOLOMEO CAPITAL GROUP | BADLANDS WEALTH MANAGEMENT | AVID WEALTH PARTNERS | AURION WEALTH INC. | AUGUST FINANCIAL CONSULTING, LLC | ATLANTIC AVENUE ADVISORS | ASSETWISE FINANCIAL GROUP | ARCHHAVEN & CO. WEALTH PARTNERS | AMI INVESTMENT ADVISORY SERVICES, INC | AMERICAN TRUST WEALTH (AT WEALTH) | ALLUVIAL WEALTH PARTNERS | ALDER CREEK WEALTH MANAGEMENT | AHRENS INVESTMENT PARTNERS | AFE PRIVATE WEALTH | ADAIR FINANCIAL GROUP, LLC | ACCELERATE WEALTH...
Contact Information
Main Address
858 Camp Street, New Orleans, LA 70130Phone Number
(504) 459-4391# of Employees
1,073SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
103,000AUM (Assets Under Management)
$43,214,714,138Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2025 | Cover Page | Report |
| 01/27/2025 | Cover Page | Report |
| 12/22/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ABARIS FINANCIAL GROUP | NORTHSHORE WEALTH ADVISORS | NORTH EDGE WEALTH | NORMANDY FINANCIAL SERVICES, LLC | NIMMO WEALTH PARTNERS LLC | NEXGEN WEALTH | NEWEDGE ADVISORS, LLC | NEWEDGE ADVISORS - SOUTH ATLANTIC PARTNERS | NEWEDGE ADVISORS | NEW ENGLAND RETIREMENT STRATEGIES | NESSO WEALTH | MURRY WEALTH MANAGEMENT | MURPHY WEALTH MANAGEMENT | MORAN PRIVATE WEALTH GROUP | MODUS WEALTH MANAGEMENT | MITCHELL FINANCIAL MANAGEMENT | MISSION TRAILS FINANCIAL | MIDWEST WEALTH MANAGEMENT | MIDDLEBROOK WEALTH | MID ATLANTIC FINANCIAL MANAGEMENT, INC. | MCNEELY WEALTH MANAGEMENT | MCMULLEN WEALTH & RETIREMENT MANAGEMENT | MCKINLEY & CO. | MARATHON FINANCIAL GROUP | MAIDEN COVE CAPITAL | MAHER WEALTH MANAGEMENT, LLC | LMK WEALTH MANGEMENT | LINK FINANCIAL LLC | LIBERTAS FINANCIAL PARTNERS | LEGACY WEALTH ADVISORS | LEGACY PARTNERS | LEGACY EDGE | LDI ADVISERS | LAKEFRONT WEALTH ADVISORY | LAKE POINT ADVISORS | LAGNIAPPE WEALTH MANAGEMENT | KUMPH CAPITAL | KRUEGER, FOSDYCK, BROWN, MCCALL & ASSOC (KFBMA LLC) | KIVI FINANCIAL GROUP | JL STRATEGIC WEALTH | JACOBS WEALTH MANAGEMENT | JACOBS COOLIDGE & CO | J. TAYLOR PRIVATE WEALTH | INVESTMENT SERVICES LLC | INTERCAPITAL MANAGEMENT | HUGHES WEALTH MANAGEMENT | HUDSON WEALTH PARTNERS | HOYER INSURANCE & FINANCIAL SERVICES | HONOR GUARD WEALTH | HONARC WEALTH | HIGH POINT FINANCIAL DESIGN | HEWES-GAINEY WEALTH MANAGEMENT | HERITAGE FAMILY WEALTH MANAGEMENT | HAYWARD FINANCIAL | HARRIS CONSULTING | HARMONY ADVISORS GROUP | GWM ADVISORS, LLC | GWM ADVISORS LLC | GWM ADVISORS | GULF POINT ADVISORS | GUIDING WEALTH FINANCIAL PARTNERS | GUARDIAN WEALTH MANAGEMENT GROUP | GUARDIAN FINANCIAL CONSULTANTS | GSH ASSET MANAGEMENT | GREEN OAK CONSULTING | GRATUS WEALTH ADVISORS | GOSS WEALTH MANAGEMENT LLC | GOSS WEALTH MANAGEMENT | GOSS ADVISORS | GOLD COAST BENEFITS GROUP, INC. | GENERATION WEALTH | GENERATE WEALTH | GEMINUS WEALTH PARTNERS | GEBHARDT FINANCIAL GROUP | GAINEY WEALTH MANAGEMENT | FULL SCOPE WEALTH | FRENCH FINANCIAL | FREEDOM WEALTH PLANNING LLC | FOX & ASSOCIATES LLC | FORTIS WEALTH ADVISORS | FOREFRONT WEALTH PLANNING & ASSET MANAGEMENT | FOCUS WEALTH | FLINTRIDGE PRIVATE WEALTH | FLINT HILLS INVESTMENT SERVICES | FIRSTHARVEST WEALTH MANAGEMENT GROUP | FIRM FOUNDATION FAMILY WEALTH | FIORIO WEALTH ADVISORS | FINANCIAL PARTNERS, LLC | FINANCIAL NORTH PARTNERS | EVERPLAN WEALTH | ERC WEALTH MANAGEMENT | EQUANIMITY WEALTH MANAGEMENT | EMERITUS WEALTH GROUP | EFIDUCIARY ADVISOR | E&E WEALTH | DOWNTOWN WEALTH PARTNERS | DONNELLY INVESTMENT AND WEALTH ADVISORS, INC. | DOMINICK FINANCIAL GROUP | DEUPREE JAMES WEALTH MANAGEMENT | DEUPREE JAMES | DETILLIER FINANCIAL ADVISORS | DEEPRIVER WEALTH | DAVIS FINANCIAL GROUP | DARDEN FINANCIAL | CUBIT WEALTH MANAGEMENT | CROWLEY WEALTH MANAGEMENT | CRESCENT WEALTH PARTNERS | CRESCENT WEALTH MANAGEMENT | CPR WEALTH ADVISORS | CORNERSTONE WEALTH ADVISORS | COREWEALTH FINANCIAL ADVISORS | CONTINUITY WEALTH GROUP | CONNOLLY & ASSOCIATES | CONGRUENT WEALTH | COLUMBIA ADVISORY GROUP | COASTAL CAPITAL ADVISORS | CLINARD FINANCIAL DESIGN | CLINARD FINANCIAL | CLIFFORD GRP | CLEARTRUST WEALTH ADVISORS | CLEARTREK WEALTH PARTNERS | CLEARPATH WEALTH PARTNERS | CHOICE WEALTH | CHANDLER WEALTH STRATEGIES | CESTIA WEALTH MANAGEMENT | CASTLE WEALTH PARTNERS | CARRIAGE FINANCIAL GROUP | CAPITAL WEALTH MANAGEMENT GROUP | CANTRILL FINANCIAL GROUP | CANA WEALTH MANAGEMENT | BUENA VISTA FINANCIAL PATH | BROOKSIDE PRIVATE WEALTH | BRANDT WEALTH ADVISORS | BP FINANCIAL GROUP | BOUCHARD WEALTH ADVISORS | BO HARRIS WEALTH MANAGEMENT | BIRCHLINE WEALTH MANAGEMENT, LLC | BFS ADVISORY GROUP | BENCHWEALTH LLC | BEAUMONT WEALTH ADVISORS | BAY CAPITAL GROUP | BARUFFI PRIVATE WEALTH | BARTOLOMEO CAPITAL GROUP | BADLANDS WEALTH MANAGEMENT | AVID WEALTH PARTNERS | AURION WEALTH INC. | AUGUST FINANCIAL CONSULTING, LLC | ATLANTIC AVENUE ADVISORS | ASSETWISE FINANCIAL GROUP | ARCHHAVEN & CO. WEALTH PARTNERS | AMI INVESTMENT ADVISORY SERVICES, INC | AMERICAN TRUST WEALTH (AT WEALTH) | ALLUVIAL WEALTH PARTNERS | ALDER CREEK WEALTH MANAGEMENT | AHRENS INVESTMENT PARTNERS | AFE PRIVATE WEALTH | ADAIR FINANCIAL GROUP, LLC | ACCELERATE WEALTH...
State Registrations and Notice Filings
(12/11/2024)
(7/1/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
NEWEDGE ADVISORS — Registered Investment Advisory firm
Version Date: Sat, Jul 01, 2023
NewEdge Advisors, LLC (the “Firm”) is registered with the U.S. Securities and Exchange Commission (SEC) as an investment adviser. Brokerage and advisory services and fees differ, and it is important for you to understand these differences. Free and simple tools are available to research firms and financial professionals at www.Investor.gov/CRS, which also provides educational materials about broker-dealers, investment advisers, and investing.
Our fees vary and are negotiable. The amount you pay will depend, for example, on the services you receive and the amount of assets in your account. Our wrap fee program allows clients to pay a single fee for investment advisory services and associated custodial transaction costs. The maximum annual fee charged to your account(s) will not exceed 2.50% and will be billed quarterly or monthly in advance. The fee associated with our wrap program will include most transaction costs and fees charged by the custodian holding your account, and therefore are higher than a typical asset-based advisory fee. Because our firm absorbs client transaction fees in a wrap account, an incentive exists to limit trading activities in client accounts and to select securities that cost less than other types of securities available for selection. These incentives create conflicts of interests.
For non-wrap services, custodial transaction costs, however, are not included in the advisory fee charged by our firm and are paid by the client to the client’s chosen custodian. Depending on the client’s account or portfolio trading activity, clients may pay more for using our wrap fee services than they would for using our non-wrap services.
The more assets you have in your advisory account, including cash, the more you will pay us. We therefore have an incentive to increase the assets in your account in order to increase our fees. You pay our quarterly or monthly fee even if you do not buy or sell in your account. In addition to our advisory fees, clients might also pay holdings charges imposed by the chosen custodian for certain investments, charges imposed directly by a mutual fund, index fund, or exchange traded fund, which shall be disclosed in the fund’s prospectus. You will pay fees and costs whether you make or lose money on your investments. Fees and costs will reduce any amount of money you make on your investments over time. Please make sure you understand what fees and costs you are paying.
Financial Planning and Consulting services may charge a flat fee or ongoing (subscription based) fee. Flat fee arrangements are assessed and payable within 30 days of the completion of service.
Fees for ongoing services will be billed monthly, quarterly, or semi-annually. In all cases, we will not require a fee exceeding $1,200 when services cannot be rendered within 6 months.
If you choose to open a separately managed account, you will also pay the 3rd party manager an asset based fee which is separate and in addition to our fee.
For additional information, please see NewEdge Advisors, LLC Form ADV, Part 2A brochure (Item 5 or Item 4 of Part 2A Appendix 1).
Questions to ask your Professional:
- Help me understand how these fees and costs might affect my investments. If I give you $10,000 to invest, how much will go to fees and costs, and how much will be invested for me?
Firm override on advisory business: The Firm receives a percentage of advisory fees paid to financial advisors for management of client accounts. Additionally, the Firm has negotiated pricing at qualified custodians and makes money on the difference between what is charged by the firm to the FA and what the Firm pays the custodian.
Third Party Payments: We receive compensation from unaffiliated third parties when you borrow money using securities as collateral (both to invest in other securities or for non-investment purposes).
Payments to Affiliates: Our affiliate’s Bank Deposit Sweep Program (BDSP) is the only sweep investment available for brokerage accounts custodied at National Financial Services. We indirectly receive a financial benefit from participating banks when free cash balances are swept into BDSP. We have a conflict of interest in only offering BDSP because our affiliate earns more money on uninvested cash swept into BDSP than other sweep options.
For additional information, please see NewEdge Advisors, LLC Form ADV, Part 2A brochure (Items 10 and 14 or Items 4,6, and 9 of Part 2A Appendix 1) and our Bank Deposit Program Disclosure Document, both of which can be found on our website at www.newedgeadvisors.com.
Questions to ask your Professional:
- How might your conflicts of interest affect me, and how will you address them?
Our financial advisors are compensated through advisory fees, financial planning/consulting fees, commissionable transactions as representatives of a broker dealer and for some, through commissions earned as insurance agents/brokers.
Services Offered by Joshua
- Risk Management & Insurance
- Financial Planning
- Estate & Legacy Planning
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