Bradley S. Alexander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Scott Alexander was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 2005. Bradley had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2009 - September 11, 2012
WESTLAKE SECURITIES
June 22, 2005 - March 17, 2009
GULFSTAR GROUP I, LTD.
State Registrations and Notice Filings
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Exams
Current Firm
WESTLAKE SECURITIES
CRD#: 127112 / SEC#: , 8-65957
Contact information
Documents
Direct owners and executive officers
Red Flags
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