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AC

Arthur B. Cleveland

GIT INVESTMENT SERVICES
Leesburg, VA 20175
Some features on this profile are disabled
CRD#: 48636
AC

Professional summary

Arthur Bruce Cleveland is a registered financial professional currently at GIT INVESTMENT SERVICES, INC. located in Leesburg, Virginia.

Arthur is registered as a RR (Registered Representative) and started their career in finance in 1972. Arthur has worked at 5 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 7TO, SIE, Series 1, Series 14, Series 27, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Arthur Bruce Cleveland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 16, 1984 - Present

GIT INVESTMENT SERVICES, INC.

Office #1: 15-b Catoctin Circle, Se Suite 203, Leesburg, VA 20175Office #2: 15-b Catoctin Circle, Se Suite 203, Leesburg, VA 20175
BD
CRD#: 13818
Leesburg, VA
Past

April 16, 1984 - June 23, 1999

GIT INVESTMENT SERVICES, INC.

BD
CRD#: 13818
Past

January 6, 1977 - May 23, 1983

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323
Past

February 6, 1976 - January 6, 1977

DREXEL BURNHAM & CO. INCORPORATED

BD
CRD#: 7013
Past

May 11, 1973 - February 6, 1976

DREXEL BURNHAM & CO. INCORPORATED

BD
CRD#: 116
Past

December 1, 1972 - May 11, 1973

BURNHAM & COMPANY INC

BD
CRD#: 1000002

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(2/8/1984)
RR
Florida
(4/17/1984)
RR
Maryland
(4/16/1984)
RR
Texas
(2/18/2005)
RR
Virginia
(10/26/1983)

Exams

State Security Law Exam
RR
Series 63
Date: 8/14/1979
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 1
Date: 11/27/1972
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/17/1983
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 6/13/1983
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 2/3/1983
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/7/1982
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GI
GIT INVESTMENT SERVICES, INC.
CLARENDON SECURITIES, INC. | GIT INVESTMENT SERVICES, INC.

CRD#: 13818 / SEC#: , 8-27394

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
15-b Catoctin Circle, Se Suite 203, Leesburg, VA 20175
Mailing Address
15-b Catoctin Circle, Se Suite 203, Leesburg, VA 20175
Phone number
(703) 528-7994
Established
Virginia since 02/16/1982
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BANKERS FINANCE CAPITAL CORP. F/K/A BANKERS FINANCE INVESTMENT MANAGEMENT CORP.PARENT COMPANY
CLEVELAND, ARTHUR BRUCEPRESIDENT, EXECUTIVE REP, CCO48636
GOODMAN, MARGARET MARYCHIEF FINANCIAL OPERATIONS OFFICER, TREASURER, SECRETARY4398202

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GIT INVESTMENT SERVICES, INC.

CRD#: 13818Leesburg, VA 20175

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