Michael J. Harvey
Professional summary
Michael J Harvey, who also goes by Mike J Harvey, Mike Harvey, is a registered financial professional currently at GALAXY SECURITIES, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael J Harvey's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2025 - Present
GALAXY SECURITIES, LLC
Office #1: 300 Vesey Street 13th Floor, New York, NY, 10282February 4, 2015 - July 12, 2022
UBS SECURITIES LLC
July 29, 2013 - October 6, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 16, 2004 - May 7, 2013
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/27/2025
General Securities Representative ExaminationFINRA
Current Firm
GALAXY SECURITIES, LLC
CRD#: 330599 / SEC#: , 8-71232
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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