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Kaitlin Marie Hewell

Kaitlin M. Hewell

HEWELL FINANCIAL GROUP
SAN LUIS OBISPO, CA
Some features on this profile are disabled
CRD#: 4863224
Kaitlin Marie Hewell

Professional summary

Kaitlin Marie Hewell, CFP®, who also goes by Kaltlin Marie Heuell, Kaltlin Marie Hewell, is a registered financial advisor currently at HEWELL FINANCIAL GROUP, INC. located in San Luis Obispo, California.

Kaitlin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Kaitlin has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kaltlin Marie Heuell | Kaltlin Marie Hewell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Kaitlin Hewell, Sole proprietor; Yes; Carlsbad, CA; Insurance; Insurance Agent; 03/2015; 3/ HRS MO; 3/ HRS MO (2) AIRBNB RENTAL; POSITION: owner NATURE: I have a short term rentalairbnb guest house attached to my primary residence INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023; ADDRESS: 1240Pismo Street, San Luis Obispo, CA CA 93401, United States; DESCRIPTION: I receive short term rental income from airbnb property (3) Osaic Wealth, Inc.; Yes; Carlsbad, CA; Broker-Dealer; Registered Representative; 06/2024; 48 HRS MO; 48/ HRS MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaitlin Marie Hewell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2009

Experience

Current

December 6, 2024 - Present

HEWELL FINANCIAL GROUP, INC.

RIA
CRD#: 333535
SAN LUIS OBISPO, CA
Past

June 14, 2024 - December 31, 2024

OSAIC WEALTH, INC.

BD
CRD#: 23131
CARLSBAD, CA
Past

October 24, 2017 - June 14, 2024

SECURITIES AMERICA, INC.

BD
CRD#: 10205
CARLSBAD, CA
Past

January 14, 2016 - February 4, 2025

FINANCIAL FOCUS LLC

RIA
CRD#: 282177
CARLSBAD, CA
Past

July 8, 2014 - October 26, 2017

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
CARLSBAD, CA
Past

July 8, 2014 - October 26, 2017

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
CARLSBAD, CA
Past

January 28, 2013 - July 30, 2016

HEWELL FINANCIAL GROUP, INC.

RIA
CRD#: 166179
CARLSBAD, CA
Past

November 12, 2010 - July 1, 2014

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
ENCINITAS, CA
Past

December 3, 2009 - January 28, 2013

LAGUNA FINANCIAL GROUP, INC.

RIA
CRD#: 151691
LAGUNA BEACH, CA
Past

January 30, 2009 - March 18, 2010

LPL FINANCIAL LLC

RIA
CRD#: 6413
SAN LUIS OBISPO, CA
Past

June 27, 2005 - November 23, 2010

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN LUIS OBISPO, CA
Past

February 21, 2005 - May 23, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
SAN LUIS OBISPO, CA
Past

December 13, 2004 - May 23, 2005

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

December 13, 2004 - May 23, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HEWELL FINANCIAL GROUP, INC.
HEWELL FINANCIAL GROUP, INC.

CRD#: 333535 / SEC#: 801-131558

RIA
Registered Investment Advisory firm - (12/4/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(12/9/2024)
IAR
Texas
(12/6/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/19/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/10/2004
General Securities Representative Examination

Current Firm

HF
HEWELL FINANCIAL GROUP, INC.
HEWELL FINANCIAL GROUP, INC.

CRD#: 333535 / SEC#: 801-131558

RIA
Registered Investment Advisory firm - (12/4/2024 Approved)
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Contact information

Main Address
San Luis Obispo, CA
Mailing Address
Phone number
(530) 400-4851
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/5/2025)

Regulatory assets under management

Total Number of Accounts720
AUM (Assets Under Management)$ 285,581,724

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HEWELL FINANCIAL GROUP, INC.

CRD#: 333535San Luis Obispo, CA

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