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JJ

Jonathan David Jungk

CRD# 4863149·Registered 2009 - 2013
Previously Registered: Being a previously registered professional could mean that Jonathan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jonathan David Jungk was a registered financial advisor. Jonathan was a previously registered financial professional and started their career in finance 2009 - 2013. Jonathan had worked at 3 firms and has passed the Series 44, Series 48 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

ICM SECURITIES, LLC·CRD# 131988
BD
Chicago, IL
January 25, 2010 - August 13, 2013
CRT TRADING, LLC·CRD# 44713
BD
Geneva, IL
January 6, 2009 - December 21, 2009
FOX RIVER SECURITIES, LLC·CRD# 147527
BD
Chicago, IL
January 6, 2009 - January 21, 2010

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Current Firm

IS
ICM SECURITIES, LLC

ICM SECURITIES, LLC | INFINIUM SECURITIES, LLC | INFINIUM CAPITAL MANAGEMENT, LLC

CRD#: 131988 / SEC#: 8-66536
BD
Terminated by SEC on 10/12/2013

Contact Information

Established

Delaware since 02/27/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
INFINIUM CAPITAL GROUP, LLCPARENT COMPANY—
EICKBUSH, GREGORY FRANCISCHIEF OPERATING OFFICER2533204
JEFFERSON, RYAN TFINOP5844031
SCHINZEL, MATTHEW CRAIGGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER5416238

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 44 — PCX Market Maker Exam

Passed Oct 2010

Series 48 — AMEX Market Maker Exam

Passed Aug 2010

Series 7 — General Securities Representative Examination

Passed Jul 2008About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JJ
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