Benjamin F. Mahdavi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Fereidoon Mahdavi was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2004. Benjamin had worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2015 - September 14, 2016
SIVIA CAPITAL INVESTMENTS, LLC
April 22, 2014 - June 29, 2021
S F SENTRY SECURITIES, INC.
April 18, 2014 - April 6, 2021
SIVIA CAPITAL PARTNERS, LLC
September 7, 2009 - April 17, 2014
BARCLAYS CAPITAL INC.
August 31, 2009 - April 17, 2014
BARCLAYS CAPITAL INC.
February 14, 2005 - June 6, 2005
PRUCO SECURITIES, LLC.
December 8, 2004 - June 6, 2005
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
SIVIA CAPITAL INVESTMENTS, LLC
CRD#: 178529 / SEC#: 801-96183
Contact information
Red Flags
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