Austin Altenburg

GRYPHON FINANCIAL PARTNERS

Columbus, OH 43215

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CRD#: 4861458

Professional summary

Austin Altenburg, who also goes by Austin Lynn Altenburg, is a registered financial advisor currently at GRYPHON FINANCIAL PARTNERS located in Columbus, Ohio and AUSDAL FINANCIAL PARTNERS, INC. located in Columbus, Ohio.

Austin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Austin has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Austin Lynn Altenburg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE SALES; INVESTMENT RELATED; COLUMBUS, OH; INSURANCE SALES; AGENT; ACTIVITY BEGAN 02/2005; I DEVOTE 1 HOUR TO THIS ACTIVITY WITH 1 HOUR DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS TO MEET CLIENT NEEDS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Altenburg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2021 - Present

GRYPHON FINANCIAL PARTNERS

Office #1: 325 John H. Mcconnell Blvd. Suite 425, Columbus, OH 43215

RIA

CRD#: 288210

Columbus, OH

Current

September 17, 2021 - Present

AUSDAL FINANCIAL PARTNERS, INC.

Office #1: 325 John H Mcconnell Blvd., Suite 425, Columbus, OH 43215

RIA

CRD#: 7995

Columbus, OH

Past

May 2, 2008 - September 21, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

COLUMBUS, OH

Past

April 9, 2008 - September 21, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

COLUMBUS, OH

Past

October 25, 2004 - January 19, 2007

FIFTH THIRD SECURITIES, INC.

CRD#: 628

GROVE CITY, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRYPHON FINANCIAL PARTNERS

GFP FAMILY OFFICE | GRYPHON FINANCIAL PARTNERS, LLC | GRYPHON FINANCIAL PARTNERS | GFP WEALTH MANAGEMENT

CRD#: 288210 / SEC#: 801-110583

RIA

Registered Investment Advisory firm - (5/30/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/17/2021)

Colorado
(9/17/2021)

Florida
(9/17/2021)

Michigan
(9/30/2022)

Ohio
(9/17/2021)

IAR

Ohio
(9/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/4/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/9/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/5/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/22/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

GRYPHON FINANCIAL PARTNERS

GFP FAMILY OFFICE | GRYPHON FINANCIAL PARTNERS, LLC | GRYPHON FINANCIAL PARTNERS | GFP WEALTH MANAGEMENT

CRD#: 288210 / SEC#: 801-110583

RIA

Registered Investment Advisory firm - (5/30/2017 Approved)

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Contact information

Main Address

325 John H. Mcconnell Blvd. Suite 425, Columbus, OH 43215

Mailing Address

Phone number

(614) 929-2880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 BROCHURE (3/11/2025)

WRAP FEE BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	2,579
AUM (Assets Under Management)	$ 2,033,871,278

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/23/2024	Cover Page	Report
12/18/2023	Cover Page	Report
10/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Austin Altenburg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Altenburg's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUSDAL FINANCIAL PARTNERS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FIFTH THIRD SECURITIES, INC.

Primary Firm SEC Registration

GRYPHON FINANCIAL PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 4/4/2008

Series 63

Date: 12/9/2004

SIE

Date: 10/1/2018

Series 7

Date: 3/5/2008

Series 6

Date: 10/22/2004

FINRA

Current Firm

GRYPHON FINANCIAL PARTNERS

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GRYPHON FINANCIAL PARTNERS

TRUST BUT VERIFY

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