JM
Jason L. Moss
TRUIST ADVISORY SERVICES
ATLANTA, GA 30326
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CRD#: 4860946
JM
Professional summary
Jason Lee Moss, CFP® is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Atlanta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Atlanta, Georgia.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Jason has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. My Sugar Baby; Investment related Yes; Norcross, GA,; Selling clothes; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Feb 2019; During business hours: 0; After business hours: 0
CRS (Client Relationship Summary) - RIA
Click below to view Jason Lee Moss's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
October 7, 2022 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 3630 Peachtree Rd, Ne Ste 250, Atlanta, GA 30326RIA
CRD#: 283390
ATLANTA, GA
Current
October 5, 2022 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 3630 Peachtree Rd, Ne Ste 250, Atlanta, GA 30326BD
CRD#: 17499
ATLANTA, GA
Past
September 3, 2013 - October 7, 2022
MORGAN STANLEY
RIA
CRD#: 149777
Atlanta, GA
Past
August 23, 2013 - October 7, 2022
MORGAN STANLEY
BD
CRD#: 149777
Atlanta, GA
Past
December 17, 2004 - August 27, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ATLANTA, GA
Past
November 10, 2004 - August 27, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/5/2022)
RR
Alaska(10/5/2022)
RR
Arizona(10/5/2022)
RR
Arkansas(10/5/2022)
RR
California(10/19/2022)
RR
Colorado(10/5/2022)
RR
Connecticut(10/5/2022)
RR
Delaware(11/15/2023)
RR
Florida(10/5/2022)
RR
Georgia(10/5/2022)
IAR
Georgia(10/7/2022)
RR
Illinois(10/5/2022)
RR
Indiana(10/5/2022)
RR
Iowa(10/5/2022)
RR
Kentucky(10/5/2022)
RR
Louisiana(10/5/2022)
IAR
Louisiana(12/2/2022)
RR
Maryland(11/29/2022)
RR
Massachusetts(10/5/2022)
RR
Michigan(10/5/2022)
RR
Minnesota(10/5/2022)
RR
Mississippi(10/5/2022)
RR
Missouri(10/5/2022)
RR
Montana(10/5/2022)
RR
Nebraska(11/15/2023)
RR
Nevada(11/15/2023)
RR
New Jersey(10/5/2022)
RR
New Mexico(10/5/2022)
RR
New York(10/5/2022)
RR
North Carolina(10/5/2022)
RR
Ohio(10/5/2022)
RR
Oklahoma(10/5/2022)
RR
Pennsylvania(10/5/2022)
RR
Puerto Rico(11/15/2023)
RR
Rhode Island(10/5/2022)
IAR
Rhode Island(1/6/2023)
RR
South Carolina(10/5/2022)
RR
South Dakota(10/5/2022)
RR
Tennessee(10/5/2022)
RR
Texas(10/5/2022)
IAR
Texas(1/8/2023)
RR
Vermont(11/15/2023)
RR
Virginia(10/5/2022)
RR
Washington(10/5/2022)
RR
Wisconsin(11/15/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
