Andrew J. Federico

MADISON ADVISORY SERVICES

WHITE PLAINS, NY 10604

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CRD#: 4860854

Professional summary

Andrew Joseph Federico III, CFP®, who also goes by Andrew Joseph Federico, Andrew Federico, is a registered financial advisor currently at MADISON ADVISORY SERVICES, INC. located in White Plains, New York and CAMBRIDGE INVESTMENT RESEARCH, INC. located in West Harrison, New York.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Andrew has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Joseph Federico | Andrew Federico

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MADISON PLANNING GROUP, 10 New King St, Ste 104, White Plains NY 10604, United States, 04/25/2005, W2 Employee, Owner/Partner of a Business Entity, INV REL, 80 HR/MO - 80 HR/MO TRADING 2. MADISON ADVISORY SERVICES, 10 New King St, Ste 104, White Plains NY 10604, United States, 01/01/2006, Owner, RIA Affiliation - other than CIRA, NIR, 100 HR/MO - 100 HR/MO 3. MADISON FAMILY HOLDINGS LLC, 10 New King St, Ste 104, White Plains NY 10604, United States, 01/01/2021, Owner, NIR, 1 HR/MO - 1 HR/MO 4. ANDREW FEDERICO, 10 New King St, Ste 104, White Plains NY 10604, United States, 06/01/2013, Agent, 1099, NIR, 1 HR/MO - 1 HR/MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Joseph Federico III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 11, 2021 - Present

MADISON ADVISORY SERVICES, INC.

Office #1: 10 New King St Suite 104, White Plains, NY 10604

RIA

CRD#: 132386

WHITE PLAINS, NY

Current

July 30, 2025 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Office #1: 10 New King St. Ste. 104, West Harrison, NY 10604

CRD#: 39543

West Harrison, NY

Past

August 2, 2021 - July 30, 2025

LION STREET FINANCIAL, LLC

CRD#: 165828

WHITE PLAINS, NY

Past

November 14, 2016 - August 5, 2021

OSAIC WEALTH, INC.

RIA

CRD#: 23131

WHITE PLAINS, NY

Past

October 11, 2005 - August 5, 2021

OSAIC WEALTH, INC.

CRD#: 23131

WHITE PLAINS, NY

Past

October 13, 2004 - January 10, 2005

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MADISON ADVISORY SERVICES, INC.

MADISON | MADISON PLANNING GROUP | MADISON PLANNING | MADISON ADVISORY SERVICES, INC.

CRD#: 132386 / SEC#: 801-106492

RIA

Registered Investment Advisory firm - (8/10/2015 Approved)

Florida

Registered Investment Advisory firm - (10/29/2015 Terminated)

New Jersey

Registered Investment Advisory firm - (8/11/2015 Terminated)

New York

Registered Investment Advisory firm - (10/29/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

New York
(5/11/2021)

New York
(7/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/23/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/18/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/6/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/12/2004

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/21/2012

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MADISON ADVISORY SERVICES, INC.

MADISON | MADISON PLANNING GROUP | MADISON PLANNING | MADISON ADVISORY SERVICES, INC.

CRD#: 132386 / SEC#: 801-106492

RIA

Registered Investment Advisory firm - (8/10/2015 Approved)

Florida

Registered Investment Advisory firm - (10/29/2015 Terminated)

New Jersey

Registered Investment Advisory firm - (8/11/2015 Terminated)

New York

Registered Investment Advisory firm - (10/29/2015 Terminated)

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Contact information

Main Address

10 New King St Suite 104, White Plains, NY 10604

Mailing Address

Phone number

(914) 328-8558

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - MADISION ADVISORY (8/28/2025)

Regulatory assets under management

Total Number of Accounts	2,210
AUM (Assets Under Management)	$ 428,867,970

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew J. Federico

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Joseph Federico III's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

LION STREET FINANCIAL, LLC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MADISON ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/23/2006

Series 63

Date: 10/18/2004

SIE

Date: 10/1/2018

Series 7

Date: 3/6/2006

Series 6

Date: 10/12/2004

Series 24

Date: 2/21/2012

FINRA

Current Firm

MADISON ADVISORY SERVICES, INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MADISON ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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