Amiel Y. Morris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amiel Yumoni Morris, who also goes by Amiel Morris, was a registered financial professional .
Amiel is a previously registered financial professional and started their career in finance in 2006. Amiel had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2021 - December 31, 2023
GOLDEN MICHAEL WEALTH ADVISORS
January 24, 2018 - June 27, 2019
1ST NAT'L FINANCIAL PLANNING CORP.
May 12, 2017 - December 31, 2023
MCDUFFIE/MORRIS FINANCIAL GROUP, INC.
March 17, 2016 - March 30, 2017
LPL FINANCIAL LLC
March 17, 2016 - March 30, 2017
LPL FINANCIAL LLC
August 30, 2013 - July 7, 2015
PRINCIPAL SECURITIES, INC.
August 8, 2013 - July 7, 2015
PRINCIPAL SECURITIES, INC.
July 11, 2012 - September 11, 2012
RCH SECURITIES
April 21, 2010 - February 18, 2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 19, 2009 - March 9, 2010
MCDUFFIE/MORRIS FINANCIAL GROUP, INC.
January 11, 2007 - July 13, 2009
WELLS FARGO CLEARING SERVICES, LLC
April 10, 2006 - August 4, 2006
MCDUFFIE/MORRIS FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GOLDEN MICHAEL WEALTH ADVISORS
CRD#: 301146 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 2,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
