Stephen M. Wintermeier

FENWAY FINANCIAL ADVISORS

ARLINGTON, VA 22209

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CRD#: 4860355

Professional summary

Stephen Michael Wintermeier, CFP®, who also goes by Steve Wintermeier, is a registered financial advisor currently at FENWAY FINANCIAL ADVISORS, LLC located in Arlington, Virginia.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Stephen has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Wintermeier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DBA Grand Theft Portfolio - Book Book is related to planning and investing 1771 N. Pierce St., Arlington, VA 22209 Sales of self-published book "Grand Theft Portfolio" Author 2014 Less than 1 hour per month Zero hours during trading hours Fulfill any orders for book 2) Rental Property 1708 � 10th Street, NW, Washington DC 20001 Real estate rental Title: Landlord Start Date: 08/2025 1 hour per month/less than 1 hour per month during securities trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Michael Wintermeier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

January 8, 2007 - Present

FENWAY FINANCIAL ADVISORS, LLC

Office #1: 1201 Wilson Blvd. 25th Floor, Arlington, VA 22209

RIA

CRD#: 139775

ARLINGTON, VA

Past

March 1, 2006 - December 31, 2006

FENWAY FINANCIAL ADVISORS, LLC

RIA

CRD#: 139775

BOSTON, MA

Past

November 12, 2004 - February 3, 2006

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FENWAY FINANCIAL ADVISORS, LLC

FENWAY FINANCIAL ADVISERS | FENWAY FINANCIAL ADVISORS, LLC | FENWAY FINANCIAL ADVISORS

CRD#: 139775 / SEC#: 801-117969

RIA

Registered Investment Advisory firm - (1/21/2020 Approved)

Massachusetts

Registered Investment Advisory firm - (1/15/2021 Terminated)

New York

Registered Investment Advisory firm - (12/7/2021 Terminated)

Texas

Registered Investment Advisory firm - (12/7/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/16/2022)

IAR

Texas
(1/22/2019)

IAR

Virginia
(2/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/24/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/11/2004

General Securities Representative Examination

Current Firm

FENWAY FINANCIAL ADVISORS, LLC

FENWAY FINANCIAL ADVISERS | FENWAY FINANCIAL ADVISORS, LLC | FENWAY FINANCIAL ADVISORS

CRD#: 139775 / SEC#: 801-117969

RIA

Registered Investment Advisory firm - (1/21/2020 Approved)

Massachusetts

Registered Investment Advisory firm - (1/15/2021 Terminated)

New York

Registered Investment Advisory firm - (12/7/2021 Terminated)

Texas

Registered Investment Advisory firm - (12/7/2021 Terminated)

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Contact information

Main Address

1201 Wilson Blvd. 25th Floor, Arlington, VA 22209

Mailing Address

Phone number

(617) 704-7805

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FENWAY FINANCIAL ADVISORS LLC PART 2A & 2B (8/25/2025)

Regulatory assets under management

Total Number of Accounts	377
AUM (Assets Under Management)	$ 236,533,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen M. Wintermeier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Michael Wintermeier's CRS (Customer Relationship Summary).

Certified licenses

Experience

FENWAY FINANCIAL ADVISORS, LLC

FENWAY FINANCIAL ADVISORS, LLC

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

FENWAY FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/24/2004

Series 7

Date: 11/11/2004

Current Firm

FENWAY FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FENWAY FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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