Michael T. Marrone
Professional summary
Michael Thomas Marrone, who also goes by Michael T Marrone, Michael Marrone, is a registered financial professional currently at SEACAP SECURITIES LLC located in New York, New York and SEABURY SECURITIES LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2005. Michael has worked at 26 firms and has passed the Series 99TO, SIE, Series 7, Series 28 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Thomas Marrone's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 2, 2014 - Present
SEACAP SECURITIES LLC
Office #1: 152 W 57th Street, New York, NY 10019September 2, 2014 - Present
SEABURY SECURITIES LLC
Office #1: 152 W 57th Street, New York, NY 10019June 8, 2015 - Present
TIGRESS FINANCIAL PARTNERS, LLC
Office #1: 410 Park Avenue 12th Floor, New York, NY 10022November 16, 2017 - Present
FROST BROKERAGE SERVICES, INC.
Office #1: 111 W Houston Ste 100, San Antonio, TX 78205June 29, 2018 - Present
ABG, LLC
Office #1: 725 Fifth Avenue 24th Floor, New York, NY, 10022August 1, 2018 - Present
GLADSTONE SECURITIES, LLC
Office #1: 1521 Westbranch Drive Suite 100, Mclean, VA 22102January 21, 2020 - Present
OLD CITY SECURITIES LLC
Office #1: 589 Fifth Avenue 17th Floor, New York, NY, 10017December 1, 2021 - Present
DBS VICKERS SECURITIES (USA) INC.
Office #1: 777 Third Ave Suite 1701, New York, NY 10017September 6, 2024 - Present
KEPLER CAPITAL MARKETS, INC.
Office #1: 12 East 49th Street 31st Floor, New York, NY 10017January 27, 2025 - Present
ATTIS SECURITIES
Office #1: 260 N Josephine Street, Suite 300, Denver, CO 80206January 2, 2026 - Present
ARES MANAGEMENT CAPITAL MARKETS LLC
Office #1: 1200 17th Street Suite 2900, Denver, CO 80202April 1, 2026 - Present
CHARDAN CAPITAL MARKETS LLC
Office #1: 1 Pennsylvania Plaza Suite 4800, New York, NY 10119March 2, 2020 - January 2, 2026
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
April 2, 2019 - February 29, 2024
DREXEL HAMILTON, LLC
November 27, 2017 - August 7, 2018
FINANCE OF AMERICA SECURITIES LLC
October 5, 2017 - October 29, 2019
CHAPIN, DAVIS
November 3, 2015 - December 3, 2018
MOSAIC CAPITAL, LLC
October 14, 2015 - March 8, 2016
MITCHELL SECURITIES, INC.
August 5, 2015 - November 8, 2022
SAWAYA PARTNERS SECURITIES, LLC
July 9, 2015 - January 3, 2017
SSC NY CORP.
December 3, 2014 - February 28, 2020
CHURCHILL CAPITAL USA, INC.
November 11, 2014 - September 1, 2015
EIGHT PINES SECURITIES LLC
September 4, 2014 - May 15, 2023
ICAPITAL MARKETS LLC
September 2, 2014 - January 4, 2016
LODESTAR SECURITIES CORP.
August 14, 2014 - April 10, 2015
ALDWYCH SECURITIES LLC
April 13, 2005 - July 14, 2014
U.S. RE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 1/2/2023
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
FINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CHARDAN CAPITAL MARKETS LLC
CRD#: 120128 / SEC#: , 8-65277
Contact information
FINRA licenses (40 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHARDAN SECURITIES, LLC | MEMBER | |
| GROSSMAN, JONAS SVEN MAGNUS | PRESIDENT | 3186901 |
| MILLER, ANDREW DAVID | FINOP | 5106774 |
| MILLER, ANDREW DAVID | PRINCIPAL OPERATIONS CFFICER | 5106774 |
| MILLER, ANDREW DAVID | PRINCIPAL FINANCIAL OFFICER | 5106774 |
| SOUTHWICK, DWIGHT CHRISTIAN | CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER | 1353036 |
| URBACH, STEVEN AARON | CEO | 4137317 |
Disclosures
| Regulatory Event | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
