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JP

Justin J. Pearce

SCHWAB WEALTH ADVISORY
Orange, CA
Some features on this profile are disabled
CRD#: 4859919
JP

Professional summary

Justin John Pearce, CFA, CFP®, who also goes by Justin John Pearce, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Orange, California and CHARLES SCHWAB & CO., INC. located in Boston, Massachusetts.

Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Justin has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Justin John Pearce

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin John Pearce's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

CFP®

Certified Financial Planner

Experience

Current

January 23, 2026 - Present

SCHWAB WEALTH ADVISORY, INC.

RIA
CRD#: 159035
Orange, CA
Current

January 24, 2026 - Present

CHARLES SCHWAB & CO., INC.

Office #1: One International Place, Boston, MA 02110-2600
RIA
BD
CRD#: 5393
Boston, MA
Past

May 30, 2024 - September 4, 2025

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
Irvine, CA
Past

May 30, 2024 - September 4, 2025

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
Irvine, CA
Past

October 1, 2012 - February 9, 2023

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Irvine, CA
Past

October 1, 2012 - February 21, 2024

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Irvine, CA
Past

May 2, 2009 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
DOWNEY, CA
Past

May 2, 2009 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
DOWNEY, CA
Past

April 9, 2009 - May 2, 2009

WAMU INVESTMENTS, INC.

RIA
CRD#: 599
LAKEWOOD, CA
Past

April 9, 2009 - May 2, 2009

WAMU INVESTMENTS, INC.

BD
CRD#: 599
LAKEWOOD, CA
Past

June 30, 2008 - February 18, 2009

COMPAK SECURITIES, INC.

BD
CRD#: 125472
NEWPORT BEACH, CA
Past

January 30, 2008 - February 18, 2009

COMPAK ASSET MANAGEMENT

RIA
CRD#: 109930
NEWPORT BEACH, CA
Past

September 28, 2005 - February 13, 2006

FORESTERS EQUITY SERVICES, INC.

BD
CRD#: 18464
ORANGE, CA
Past

January 3, 2005 - August 5, 2005

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
IRVINE, CA
Past

October 11, 2004 - August 5, 2005

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/24/2026)
IAR
California
(1/23/2026)
RR
California
(1/24/2026)
RR
Colorado
(1/24/2026)
RR
Florida
(1/24/2026)
RR
Hawaii
(1/24/2026)
IAR
Texas
(1/23/2026)
RR
Texas
(1/24/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/12/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/15/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/14/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 5/2/2008
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 6
Date: 10/7/2004
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 7/26/2014
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 7/14/2014
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)
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Contact information

Main Address
9800 Schwab Way, Lone Tree, CO 80124
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (12/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035Orange, CA

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