AP

Alden Purrington

NATIONAL FINANCIAL SERVICES
Boston, MA 02210
Some features on this profile are disabled
CRD#: 4859837
AP

Professional summary


Alden Purrington, who also goes by Alden Clifford Purrington III, Chip Purrington, Alden Purrington, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Boston, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts.

Alden is registered as a RR (Registered Representative) and started their career in finance in 2004. Alden has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 22, Series 62 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Alden Clifford Purrington Iii | Chip Purrington | Alden Purrington

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Alden Purrington's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 12, 2025 - Present

NATIONAL FINANCIAL SERVICES LLC

Office #1: 245 Summer Street, Boston, MA 02210
BD
CRD#: 13041
Boston, MA
Current

January 28, 2026 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 245 Summer Street, Boston, MA 02210
BD
CRD#: 7784
Boston, MA
Past

January 3, 2011 - February 10, 2014

CEA ATLANTIC ADVISORS, LLC

BD
CRD#: 127146
TAMPA, FL
Past

September 4, 2009 - June 10, 2010

W G SECURITIES, LLC

BD
CRD#: 140869
WEST HARTFORD, CT
Past

July 1, 2009 - August 18, 2009

WINSTON ADVISORS, LLC

BD
CRD#: 43008
STAMFORD, CT
Past

August 9, 2006 - January 21, 2009

FEDERAL STREET CAPITAL

BD
CRD#: 7721
WAKEFIELD, MA
Past

December 14, 2004 - July 28, 2006

CHARTWORTH CAPITAL LLC

BD
CRD#: 130925
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(1/23/2026)
RR
New Hampshire
(1/23/2026)

Exams


State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/12/2025
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 11/18/2004
Corporate Securities Limited Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/13/2005
General Securities Principal Examination
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm


FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.

CRD#: 7784 / SEC#: , 8-23292

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.MEMBER
BRANDNER, CLINT RYANCHIEF OPERATIONS OFFICER7209362
CENATIEMPO, PHILIP JHEAD OF STRATEGY, PLANNING & ADVICE4809405
DYER, JANET MARIECO - CHIEF COMPLIANCE OFFICER3186352
MASCIALINO, ROBERT RAYMONDPRESIDENT/CEO/DIRECTOR2078086
MCLAUGHLIN, KEVIN MICHAELCHIEF FINANCIAL OFFICER5392417
MERKEN, GAIL RACHELCHIEF COMPLIANCE OFFICER5546717
PETERSON, PAUL DAVIDHEAD OF INVESTMENT ADVISOR GROUP2387115
STURDY, CHARLES HANCOCKSECRETARY AND GENERAL COUNSEL

Disclosures


Regulatory Event23
Arbitration126

Red Flags


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Company Information


FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784Boston, MA 02210

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