Alden C. Purrington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alden Clifford Purrington III, who also goes by Chip Purrington, was a registered financial professional .
Alden is a previously registered financial professional and started their career in finance in 2004. Alden had worked at 5 firms and has passed the Series 63, Series 22, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2011 - February 10, 2014
CEA ATLANTIC ADVISORS, LLC
September 4, 2009 - June 10, 2010
W G SECURITIES, LLC
July 1, 2009 - August 18, 2009
WINSTON ADVISORS, LLC
August 9, 2006 - January 21, 2009
FEDERAL STREET CAPITAL
December 14, 2004 - July 28, 2006
CHARTWORTH CAPITAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 11/18/2004
Corporate Securities Limited Representative ExaminationCurrent Firm
CEA ATLANTIC ADVISORS, LLC
CRD#: 127146 / SEC#: , 8-65962
Contact information
FINRA licenses (12 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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