Timothy A. Roberts

MISSIONSQUARE RETIREMENT

MORTON GROVE, IL

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CRD#: 4859383

Professional summary

Timothy Alan Roberts is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Morton Grove, Illinois and MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Timothy has worked at 10 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TIMOTHY A. ROBERTS; INVESTMENT-RELATED; MORTON GROVE, IL; INSURANCE PRODUCT SALES; AGENT; ACTIVITY BEGAN 09/2004; LESS THAN 10 HOURS PER MONTH, NO HOURS DURING SECUITIES TRADING HOURS; RECEIVE RENEWAL COMMISSIONS AND SERVICE FEES FOR PAST INSURANCE POLICY SALES; NO SOLICITATION OF NEW BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Alan Roberts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2024 - Present

MISSIONSQUARE RETIREMENT

RIA

CRD#: 108783

MORTON GROVE, IL

Current

May 31, 2024 - Present

MISSIONSQUARE INVESTMENT SERVICES

Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240

CRD#: 23189

Washington, DC

Past

September 15, 2023 - October 16, 2023

TRIAD ADVISORS LLC

CRD#: 25803

Arlington Heights, IL

Past

October 21, 2022 - April 26, 2023

NADLER FINANCIAL GROUP, INC.

RIA

CRD#: 122617

DEERFIELD, IL

Past

August 23, 2022 - April 26, 2023

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

DEERFIELD, IL

Past

October 3, 2016 - February 13, 2019

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

May 13, 2016 - August 8, 2016

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Schaumburg, IL

Past

May 9, 2016 - September 30, 2016

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Chicago, IL

Past

April 23, 2010 - November 5, 2015

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

OAK BROOK, IL

Past

April 22, 2010 - November 5, 2015

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

OAK BROOK, IL

Past

February 25, 2005 - April 27, 2010

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

OAK BROOK, IL

Past

October 19, 2004 - April 27, 2010

EQUITABLE ADVISORS, LLC

CRD#: 6627

OAK BROOK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MISSIONSQUARE RETIREMENT

CRD#: 108783 / SEC#: 801-18273

RIA

Registered Investment Advisory firm - (1/19/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(5/31/2024)

IAR

Illinois
(5/31/2024)

IAR

Indiana
(12/2/2024)

IAR

Michigan
(12/2/2024)

IAR

Wisconsin
(12/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/26/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/23/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MISSIONSQUARE RETIREMENT

CRD#: 108783 / SEC#: 801-18273

RIA

Registered Investment Advisory firm - (1/19/1983 Approved)

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Contact information

Main Address

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240

Mailing Address

Phone number

(202) 962-4600

Established

Firm type

Fiscal year end

# of Employees

599

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GUIDED PATHWAYS ADVISORY SERVICES (10/30/2025)

INSURANCE CONTRACT SEPARATE ACCOUNT ADVISORY SERVICES (3/31/2025)

INSTITUTIONAL ASSET ALLOCATION ADVISORY SERVICES (3/31/2025)

Regulatory assets under management

Total Number of Accounts	58,580
AUM (Assets Under Management)	$ 5,959,398,729

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
01/27/2025	Cover Page	Report
10/27/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy A. Roberts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Alan Roberts's CRS (Customer Relationship Summary).

Certified licenses

Experience

MISSIONSQUARE INVESTMENT SERVICES

TRIAD ADVISORS LLC

NADLER FINANCIAL GROUP, INC.

AUSDAL FINANCIAL PARTNERS, INC.

EMPOWER FINANCIAL SERVICES, INC.

KESTRA INVESTMENT SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

MISSIONSQUARE RETIREMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 9/26/2022

Series 7TO

Date: 8/23/2022

SIE

Date: 10/1/2018

Series 7

Date: 10/18/2004

FINRA

Current Firm

MISSIONSQUARE RETIREMENT

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MISSIONSQUARE RETIREMENT

TRUST BUT VERIFY

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