TG
Traci D. Garnett-froscheiser
GARNETT INVESTMENT STRATEGIES
Beatrice, NE 68310
Some features on this profile are disabled
CRD#: 4859203
TG
Professional summary
Traci Danielle Garnett-froscheiser, AIF®, who also goes by Traci D Froscheiser, Traci D Froscheiser, Traci D Garnett, Traci D Garnett-froscheiser, Traci D Garnett, is a registered financial advisor currently at GARNETT INVESTMENT STRATEGIES located in Beatrice, Nebraska.
Traci is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Traci has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Traci D Froscheiser | Traci D Froscheiser | Traci D Garnett | Traci D Garnett-Froscheiser | Traci D Garnett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TDF Family Farms, LLC; (non-investment related); various opportunities when available, 11/2021 no active opportunities; 0 hrs/month; 0 hrs/month during trading; no duties. 2) Garnett Insurance Solutions, LLC; (investment related); 2630 Eastside Blvd., Beatrice, NE; Insurance Sales; Managing Member; start date 02/2016; 5 hrs/month all during trading hours; managing the insurance business. 3) PDG Enterprises, LLC; (non-investment related); 2630 Eastside Blvd., Beatrice, NE; Family company to invest in business opportunities and to utilize gifting for personal estate planning; limited investor; start date 1/1/2008; 0 hrs/month; 0 hrs during trading hours; no duties. 4) Beatrice Country Club Board of Directors; (non-investment related); 1301 Oak St., Beatrice, NE; Board Member; start date 2/1/2016; 4 hrs/month; 0 hrs/month during trading; Secretary. 5) FroNett Ventures, LLC; (investment related); 2007 Wildwood Circle, Beatrice, NE; Family company to invest in business opportunities and to utilize gifting for personal estate planning; Managing Member; start date 3/1/2018; 2 hrs/month; 0 hrs during trading hours; determine the business opportunities for investment. 6) Chamber of Commerce Ambassador Program; (non-investment related); 218 N. 5th St., Beatrice, NE; Ambassador; start date 04/2013; 5 hrs/month; 0 hrs/month during trading; Volunteer. 7) Beatrice Humane Society; (non-investment related); 534 S. Reed St., Beatrice, NE; Board Member; start date 12/2013; 5 hrs/month; 0 hrs/month during trading; Volunteer. 8) GIS, LLC, (investment related), 2630 Eastside Blvd, Beatrice, NE. Minority Owner; start date 08/2013; 5 hrs/month; 0 hrs/month during trading; manage payment of expenses for affiliates per agreement. 9) NGage, (non-investment related); Beatrice, NE, Board Member; start date 02/2019; 2 hrs/month; 0 hrs/month during trading hours, Volunteer, Local Economic Development Group.
CRS (Client Relationship Summary) - RIA
Click below to view Traci Danielle Garnett-froscheiser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 17, 2016 - Present
GARNETT INVESTMENT STRATEGIES
Office #1: 2630 Eastside Blvd., Beatrice, NE 68310RIA
CRD#: 282370
Beatrice, NE
Past
May 2, 2016 - October 12, 2018
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
BEATRICE, NE
Past
October 13, 2015 - February 16, 2016
SRI, LLC
RIA
CRD#: 160160
Beatrice, NE
Past
September 25, 2013 - October 9, 2015
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
BEATRICE, NE
Past
September 20, 2013 - October 9, 2015
SECURITIES AMERICA, INC.
BD
CRD#: 10205
BEATRICE, NE
Past
June 25, 2010 - September 25, 2013
EDWARD JONES
RIA
CRD#: 250
BEATRICE, NE
Past
May 7, 2010 - September 25, 2013
EDWARD JONES
BD
CRD#: 250
BEATRICE, NE
Past
December 11, 2008 - May 25, 2010
HIMCO DISTRIBUTION SERVICES COMPANY
BD
CRD#: 6604
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GI
GARNETT INVESTMENT STRATEGIES
GARNETT INVESTMENT STRATEGIES | PRIMARY WEALTH MANAGEMENT, LLC
CRD#: 282370 / SEC#: 801-131623
RIA
Registered Investment Advisory firm - (12/16/2024 Approved)Arizona
Registered Investment Advisory firm - (1/2/2025 Terminated)Florida
Registered Investment Advisory firm - (1/2/2025 Terminated)Iowa
Registered Investment Advisory firm - (1/2/2025 Terminated)Kansas
Registered Investment Advisory firm - (1/2/2025 Terminated)Louisiana
Registered Investment Advisory firm - (1/2/2025 Terminated)Missouri
Registered Investment Advisory firm - (10/5/2018 Terminated)Nebraska
Registered Investment Advisory firm - (2/21/2025 Terminated)Texas
Registered Investment Advisory firm - (1/2/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(2/17/2016)
IAR
Texas(2/26/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GI
GARNETT INVESTMENT STRATEGIES
GARNETT INVESTMENT STRATEGIES | PRIMARY WEALTH MANAGEMENT, LLC
CRD#: 282370 / SEC#: 801-131623
RIA
Registered Investment Advisory firm - (12/16/2024 Approved)Arizona
Registered Investment Advisory firm - (1/2/2025 Terminated)Florida
Registered Investment Advisory firm - (1/2/2025 Terminated)Iowa
Registered Investment Advisory firm - (1/2/2025 Terminated)Kansas
Registered Investment Advisory firm - (1/2/2025 Terminated)Louisiana
Registered Investment Advisory firm - (1/2/2025 Terminated)Missouri
Registered Investment Advisory firm - (10/5/2018 Terminated)Nebraska
Registered Investment Advisory firm - (2/21/2025 Terminated)Texas
Registered Investment Advisory firm - (1/2/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2630 Eastside Blvd., Beatrice, NE 68310
Mailing Address
Phone number
(402) 223-3433
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 777 |
| AUM (Assets Under Management) | $ 126,610,335 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
