James R. Clarke
Professional summary
James Robert Clarke, who also goes by James R Clarke, James Clarke, is a registered financial professional currently at BLUE OWL SECURITIES located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2005. James has worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Robert Clarke's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2017 - Present
BLUE OWL SECURITIES
Office #1: 375 Park Avenue, New York, NY 10152June 14, 2011 - July 17, 2013
PLUS SECURITIES LLC
February 14, 2011 - April 28, 2011
PIMCO INVESTMENTS LLC
February 25, 2005 - February 14, 2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/23/2018)
(3/27/2018)
(4/4/2018)
(3/26/2018)
(3/20/2018)
(4/4/2018)
(8/9/2017)
(3/23/2018)
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(3/20/2018)
(9/20/2017)
(3/21/2018)
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(4/11/2018)
(3/23/2018)
(4/5/2018)
(8/8/2017)
(8/10/2017)
(3/22/2018)
(3/23/2018)
(3/25/2018)
(3/21/2018)
(3/20/2018)
(3/20/2018)
(5/9/2018)
(3/22/2018)
(3/22/2018)
(4/10/2018)
(3/23/2018)
(3/21/2018)
(3/20/2018)
(3/21/2018)
(8/8/2017)
(3/23/2018)
(3/20/2018)
(3/21/2018)
(8/14/2017)
(3/22/2018)
(3/21/2018)
(3/22/2018)
(3/21/2018)
(3/29/2018)
(3/20/2018)
(3/29/2018)
(3/21/2018)
(3/21/2018)
(4/4/2018)
(3/23/2018)
(3/21/2018)
Exams
FINRA
Current Firm
BLUE OWL SECURITIES
CRD#: 283250 / SEC#: , 8-69744
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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