Robert A. Carbonaro

FM GLOBAL MARKETS

TORONTO, M5H 3P5

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CRD#: 4858945

Professional summary

Robert Anthony Carbonaro is a registered financial professional currently at FM GLOBAL MARKETS INC .

Robert is registered as a RR (Registered Representative) and started their career in finance in 2004. Robert has worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 23, 2020 - Present

FM GLOBAL MARKETS INC

Office #1: 130 Adelaide Street West, Suite 3002, Toronto, M5H 3P5

CRD#: 174843

TORONTO,

Past

November 3, 2021 - August 21, 2024

ERG SECURITIES (US) LLC

CRD#: 121057

NORWALK, CT

Past

August 6, 2015 - March 10, 2020

FM GLOBAL MARKETS INC

CRD#: 174843

Toronto, Ontario,

Past

January 28, 2010 - March 11, 2011

FOREST ROAD SECURITIES BD LLC

CRD#: 148232

NEW YORK, NY

Past

November 5, 2004 - April 18, 2008

LAKERIDGE CAPITAL INC.

CRD#: 25005

ONTARIO,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/23/2020)

Florida
(6/23/2020)

New York
(6/23/2020)

Exams

State Security Law Exam

Series 63

Date: 12/6/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/13/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/4/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/7/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FM GLOBAL MARKETS INC

D12 CAPITAL MARKETS INC. | P.S. SECURITIES (USA) INC. | GRAVITAS CAPITAL INTERNATIONAL INC. | FM GLOBAL MARKETS INC. | FM GLOBAL MARKETS INC

CRD#: 174843 / SEC#: , 8-69581

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

130 Adelaide Street West, Suite 3002, Toronto, M5H 3P5

Mailing Address

130 Adelaide Street West, Suite 3002, Toronto, M5H 3P5

Phone number

(416) 301-0960

Established

New York since 03/15/2013

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CARBONARO, ROBERT ANTHONY	CEO, CCO, HEAD OF INVESTMENT BANKING	4858945
CARBONARO, ROBERT ANTHONY	SHAREHOLDER	4858945
CLARITY SOLUTIONS INC.	SHAREHOLDER
FOUNDATION FINANCIAL HOLDINGS CORPORATION	SHAREHOLDER
MITCHELL, ROBERT JOHN	FINOP; SHAREHOLDER	2908382

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert A. Carbonaro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Anthony Carbonaro's CRS (Customer Relationship Summary).

Certified licenses

Experience

ERG SECURITIES (US) LLC

FM GLOBAL MARKETS INC

FOREST ROAD SECURITIES BD LLC

LAKERIDGE CAPITAL INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/6/2013

Series 66

Date: 11/13/2007

SIE

Date: 10/1/2018

Series 7

Date: 11/4/2004

Series 24

Date: 10/7/2014

FINRA

Current Firm

FM GLOBAL MARKETS INC

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FM GLOBAL MARKETS INC

TRUST BUT VERIFY

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