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RC

Robert A. Carbonaro

FM GLOBAL MARKETS
TORONTO, M5H 3V1
CRD#: 4858945
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RC
Robert Anthony CarbonaroFM GLOBAL MARKETS

Professional summary

Robert Anthony Carbonaro is a registered financial professional currently at FM GLOBAL MARKETS INC .

Robert is registered as a RR (Registered Representative) and started their career in finance in 2004. Robert has worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Anthony Carbonaro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 23, 2020 - Present

FM GLOBAL MARKETS INC

Office #1: 120 Adelaide Street West, Suite 900, Toronto, M5H 3V1
BD
CRD#: 174843
TORONTO,
Past

November 3, 2021 - August 21, 2024

ERG SECURITIES (US) LLC

BD
CRD#: 121057
NORWALK, CT
Past

August 6, 2015 - March 10, 2020

FM GLOBAL MARKETS INC

BD
CRD#: 174843
Toronto, Ontario,
Past

January 28, 2010 - March 11, 2011

FOREST ROAD SECURITIES BD LLC

BD
CRD#: 148232
NEW YORK, NY
Past

November 5, 2004 - April 18, 2008

LAKERIDGE CAPITAL INC.

BD
CRD#: 25005
ONTARIO,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/23/2020)
RR
Florida
(6/23/2020)
RR
Georgia
(4/9/2026)
RR
New York
(6/23/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 12/6/2013
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 11/13/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/4/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/7/2014
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FG
FM GLOBAL MARKETS INC
D12 CAPITAL MARKETS INC. | P.S. SECURITIES (USA) INC. | GRAVITAS CAPITAL INTERNATIONAL INC. | FM GLOBAL MARKETS INC. | FM GLOBAL MARKETS INC

CRD#: 174843 / SEC#: , 8-69581

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
130 Adelaide Street West, Suite 3002, Toronto, M5H 3P5
Mailing Address
130 Adelaide Street West, Suite 3002, Toronto, M5H 3P5
Phone number
(416) 301-0960
Established
New York since 03/15/2013
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
CARBONARO, ROBERT ANTHONYCEO, CCO, HEAD OF INVESTMENT BANKING4858945
CARBONARO, ROBERT ANTHONYSHAREHOLDER4858945
CLARITY SOLUTIONS INC.SHAREHOLDER
FOUNDATION FINANCIAL HOLDINGS CORPORATIONSHAREHOLDER
MITCHELL, ROBERT JOHNFINOP; SHAREHOLDER2908382

Disclosures

Regulatory Event1

Red Flags

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Company Information

FM GLOBAL MARKETS INC

CRD#: 174843Toronto, M5H 3V1

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