Jose A. Castillo
Professional summary
Jose Alberto Castillo, who also goes by Jose Castillo, is a registered financial professional currently at STONECREST CAPITAL MARKETS, INC. located in San Juan, .
Jose is registered as a RR (Registered Representative) and started their career in finance in 2008. Jose has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jose Alberto Castillo's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 12, 2018 - Present
STONECREST CAPITAL MARKETS, INC.
Office #1: 1369 Ashford Avenue Ac Hotel Mezzanine Level, San Juan, PR 00907September 2, 2016 - April 3, 2017
AEGIS CAPITAL CORP.
October 9, 2008 - September 11, 2014
UBS FINANCIAL SERVICES INC.
October 9, 2008 - October 13, 2014
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
June 9, 2008 - October 10, 2008
RD CAPITAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2018)
(2/26/2018)
Exams
FINRA
Current Firm
STONECREST CAPITAL MARKETS, INC.
CRD#: 39616 / SEC#: , 8-48754
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 5 |
Red Flags
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