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Stephanie Nichole Campos

Stephanie N. Campos

CAMPOS FINANCIAL
Miami, FL 33156-3181
Some features on this profile are disabled
CRD#: 4858734
Stephanie Nichole Campos

Professional summary

Stephanie Nichole Campos, CFP®, who also goes by Stephanie N Campos, Stephanie Nichole Cortes, Stephanie Cortes, Stephanie Nichole Campos, Stephanie N Cortes, is a registered financial advisor currently at CAMPOS FINANCIAL located in Miami, Florida and ORIGIN INVESTMENT ADVISORY LLC located in Miami, Florida.

Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Stephanie has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 9 exams.

top-8-questions

Question & Answer

What are your service offerings?
Elder Care
Investment Planning
Education Planning
Retirement Planning
Estate Planning
Debt Management
Budgeting
Comprehensive Financial Planni...
Insurance Planning
Are you a "fiduciary"?
Yes

Aliases

Stephanie N Campos | Stephanie Nichole Cortes | Stephanie Cortes | Stephanie Nichole Campos | Stephanie N Cortes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Campos Financial LLC; Investment-Related; Miami, Florida; Investment Adviser; Investment Adviser Representative; June 2019; Approx. 150 hours/month; Approx. 150 hours/month during trading hours; Provide investment advice and/or financial planning. Stephanie Campos is a managing member of Campos Real Estate LLC; Not Investment-Related; company created February 8, 2023; Approx. 5 hours/month during trading hours; the company purchases and sells real estate properties

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Nichole Campos's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

September 20, 2019 - Present

CAMPOS FINANCIAL

Office #1: 8950 Sw 74th Court Suite 2201 #b6, Miami, FL 33156-3181
RIA
CRD#: 304860
Miami, FL
Current

July 7, 2021 - Present

ORIGIN INVESTMENT ADVISORY LLC

RIA
CRD#: 305353
Miami, FL
Past

March 8, 2016 - April 21, 2016

NYLIFE SECURITIES LLC

BD
CRD#: 5167
MIAMI, FL
Past

December 21, 2012 - July 14, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
VERO BEACH, FL
Past

December 20, 2012 - July 14, 2014

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
VERO BEACH, FL
Past

March 12, 2008 - September 11, 2012

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
MIAMI, FL
Past

July 5, 2007 - September 11, 2012

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
MIAMI, FL
Past

January 5, 2006 - June 20, 2007

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
FT. LAUDERDALE, FL
Past

December 16, 2004 - March 4, 2005

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/20/2022)
IAR
Florida
(9/20/2019)
IAR
New York
(4/27/2022)
IAR
Texas
(4/8/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/14/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/21/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/15/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 8/6/2012
General Securities Sales Supervisor - Options Module Examination

Current Firm

CAMPOS FINANCIAL
CAMPOS FINANCIAL
CAMPOS FINANCIAL | CAMPOS FINANCIAL LLC

CRD#: 304860 / SEC#:

California
Registered Investment Advisory firm - (6/20/2022 Approved)
Florida
Registered Investment Advisory firm - (9/20/2019 Approved)
New York
Registered Investment Advisory firm - (4/27/2022 Approved)
Texas
Registered Investment Advisory firm - (4/8/2025 Approved)
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Contact information

Main Address
8950 Sw 74th Court Suite 2201 #b6, Miami, FL 33156-3181
Mailing Address
Phone number
(305) 874-7480
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts42
AUM (Assets Under Management)$ 3,510,264

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAMPOS FINANCIAL

CAMPOS FINANCIAL

CRD#: 304860Miami, FL 33156-3181

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Contact information

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