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JA

James Addesa

ALT FUND DISTRIBUTORS LLC

New York, NY 10017

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CRD#: 4858727

Professional summary

James Addesa, who also goes by James Addessa, James Addesa, is a registered financial professional currently at ALT FUND DISTRIBUTORS LLC located in New York, New York.

James is registered as a RR (Registered Representative) and started their career in finance in 2004. James has worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

James Addessa | James Addesa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Addesa's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2024 - Present

ALT FUND DISTRIBUTORS LLC

Office #1: 140 East 45th Street Suite 15 B, New York, NY 10017

BD

CRD#: 146547

New York, NY

Past

December 15, 2022 - December 31, 2023

ALPS DISTRIBUTORS, INC.

BD

CRD#: 16853

BERNARDSVILLE, NJ

Past

January 19, 2021 - August 18, 2022

FORESIDE FUND SERVICES, LLC

BD

CRD#: 46106

PORTLAND, ME

Past

March 18, 2020 - November 5, 2020

FORESIDE FUND SERVICES, LLC

BD

CRD#: 46106

NEW YORK, NY

Past

April 14, 2016 - October 18, 2019

FORESTERS FINANCIAL SERVICES, INC.

BD

CRD#: 305

EDISON, NJ

Past

December 23, 2011 - March 23, 2016

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD

CRD#: 18353

NEWARK, NJ

Past

November 5, 2009 - December 7, 2011

BLACKROCK FUND DISTRIBUTION COMPANY

BD

CRD#: 146183

JERSEY CITY, NJ

Past

November 23, 2007 - December 31, 2009

BLACKROCK EXECUTION SERVICES

BD

CRD#: 39438

JERSEY CITY, NJ

Past

September 2, 2005 - April 12, 2007

WALNUT STREET SECURITIES, INC.

BD

CRD#: 15840

ISELIN, NJ

Past

September 2, 2005 - April 12, 2007

TOWER SQUARE SECURITIES, INC.

BD

CRD#: 833

ISELIN, NJ

Past

September 2, 2005 - April 12, 2007

NEW ENGLAND SECURITIES

BD

CRD#: 615

ISELIN, NJ

Past

September 2, 2005 - April 12, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD

CRD#: 4095

ISELIN, NJ

Past

September 2, 2005 - April 12, 2007

MSI FINANCIAL SERVICES, INC.

BD

CRD#: 14251

ISELIN, NJ

Past

November 19, 2004 - June 17, 2005

WESTROCK ADVISORS, INC.

BD

CRD#: 114338

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

New Jersey
(12/2/2024)

RR

New York
(12/2/2024)

Exams

State Security Law Exam

RR

Series 63

Date: 9/24/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 11/18/2004

General Securities Representative Examination

SRO Registrations

RR

FINRA

Current Firm

AF

ALT FUND DISTRIBUTORS LLC

ALT FUND DISTRIBUTORS LLC | CATALYST MUTUALS FUND DISTRIBUTORS LLC | CAPITAL REAL ESTATE SECURITIES, LLC | ASCENT REAL ESTATE SECURITIES, LLC | ASCENT REAL ESTATE SECURITIES LLC

CRD#: 146547 / SEC#: , 8-67829

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

140 East 45th Street Suite 15 B, New York, NY 10017

Mailing Address

140 East 45th Street Suite 15 B, New York, NY 10017

Phone number

(646) 757-8062

Established

Colorado since 12/18/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MFUND DISTRIBUTORS LLC	OWNER
MEEHAN, KEVIN PATRICK	CCO, FINOP	4652695
MILDER, LARRY IRWIN	CEO	1306646

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALT FUND DISTRIBUTORS LLC

CRD#: 146547New York, NY 10017

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