Jonathan Dvorak

UPTICK PARTNERS

CULLMAN, AL 35055

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CRD#: 4858064

Professional summary

Jonathan Dvorak, CFP®, who also goes by Jonathan Martin Dvorak, is a registered financial advisor currently at UPTICK PARTNERS, LLC located in Cullman, Alabama.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jonathan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Jonathan Martin Dvorak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fauntleroy Properties LLC Type of business: LLC for Rental House Athens, AL Start date: 8/11/2020 Partner Member Hours per week: 1 Hours during trading: 0 Member Partner of an LLC that owns a rental house. Current responsibilities only include preparing the rental house for future tenant.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Dvorak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

July 3, 2024 - Present

UPTICK PARTNERS, LLC

Office #1: 101 2nd Avenue, Cullman, AL 35055

RIA

CRD#: 324250

CULLMAN, AL

Past

March 1, 2010 - July 8, 2024

EDWARD JONES

RIA

CRD#: 250

CULLMAN, AL

Past

February 15, 2010 - July 8, 2024

EDWARD JONES

CRD#: 250

CULLMAN, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UPTICK PARTNERS, LLC

BAXTER ADVISORS, LLC | UPTICK PARTNERS, LLC | OLYMPUS WEALTH STRATEGIES | HOLISTIC PLANNING, LLC | DVORAK FINANCIAL PLANNING

CRD#: 324250 / SEC#: 801-127235

RIA

Registered Investment Advisory firm - (1/20/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(7/3/2024)

IAR

Texas
(7/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/26/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/12/2010

General Securities Representative Examination

Current Firm

UPTICK PARTNERS, LLC

BAXTER ADVISORS, LLC | UPTICK PARTNERS, LLC | OLYMPUS WEALTH STRATEGIES | HOLISTIC PLANNING, LLC | DVORAK FINANCIAL PLANNING

CRD#: 324250 / SEC#: 801-127235

RIA

Registered Investment Advisory firm - (1/20/2023 Approved)

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Contact information

Main Address

777 East Austin, Nacogdoches, TX 75965

Mailing Address

Phone number

(936) 800-0800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (8/11/2025)

Regulatory assets under management

Total Number of Accounts	2,583
AUM (Assets Under Management)	$ 688,095,249

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Jonathan Dvorak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Dvorak's CRS (Customer Relationship Summary).

Certified licenses

Experience

UPTICK PARTNERS, LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

UPTICK PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/26/2010

SIE

Date: 10/1/2018

Series 7

Date: 2/12/2010

Current Firm

UPTICK PARTNERS, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UPTICK PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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