Raj A. Raghani
Professional summary
Raj Ashok Raghani is a registered financial advisor currently at VANTAGE WEALTH MANAGEMENT LLC located in Miami Beach, Florida and VCS VENTURE SECURITIES located in New York, New York.
Raj is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Raj has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Raj Ashok Raghani's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 9, 2025 - Present
VANTAGE WEALTH MANAGEMENT LLC
September 29, 2021 - Present
VCS VENTURE SECURITIES
Office #1: 29 Broadway Suite 1502, New York, NY 10006-3201May 15, 2018 - November 16, 2023
VANTAGE WEALTH MANAGEMENT LLC
May 16, 2017 - October 4, 2021
JOSEPH STONE CAPITAL L.L.C.
August 8, 2012 - May 17, 2017
NATIONAL SECURITIES CORPORATION
July 14, 2009 - December 20, 2012
VFINANCE INVESTMENTS, INC
October 1, 2004 - July 30, 2009
AURA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/29/2021)
(4/9/2025)
(6/27/2023)
(10/18/2021)
(5/9/2025)
(10/19/2021)
(9/29/2021)
(9/29/2021)
(9/29/2021)
(2/15/2024)
(1/10/2024)
(10/18/2021)
(9/29/2021)
(10/18/2021)
(9/29/2021)
(11/2/2021)
(9/29/2021)
(10/25/2021)
(7/21/2023)
(10/18/2021)
Exams
FINRA
Current Firm
VANTAGE WEALTH MANAGEMENT LLC
CRD#: 179535 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 56 |
| AUM (Assets Under Management) | $ 67,000,000 |
Red Flags
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