Karla J. Janes
Professional summary
Karla Jo Janes, who also goes by Karla Jo Swenson Beck, Karla Jo Ryan, Karla Jo Swenson, is a registered financial professional currently at VAN CLEMENS & CO. INCORPORATED located in Minneapolis, Minnesota.
Karla is registered as a RR (Registered Representative) and started their career in finance in 2006. Karla has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karla Jo Janes's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2006 - Present
VAN CLEMENS & CO. INCORPORATED
Office #1: 900 Second Avenue South Suite 1500, Minneapolis, MN 55402Office #2: 900 Second Ave S Suite 1500, Minneapolis, MN 55402State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/8/2024)
(7/12/2024)
(3/19/2024)
(11/18/2024)
(10/23/2006)
(3/8/2024)
(4/2/2024)
(3/8/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
VAN CLEMENS & CO. INCORPORATED
CRD#: 6914 / SEC#: , 8-18414
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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