Marina Greenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marina Greenberg, CFP®, who also goes by Marina Greenberg Dolzansky, Marina Dolzansky, Marina D Greenberg, Marina Dolzansky Greenberg, Marina Greenberg, was a registered financial professional .
Marina is a previously registered financial professional and started their career in finance in 2005. Marina had worked at 7 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2018 - July 14, 2020
CITY NATIONAL SECURITIES, INC.
June 5, 2018 - July 14, 2020
CITY NATIONAL SECURITIES, INC.
June 8, 2015 - May 31, 2018
U.S. BANCORP ADVISORS, LLC
June 8, 2015 - May 31, 2018
U.S. BANCORP ADVISORS, LLC
April 10, 2014 - April 22, 2015
VALLEY FINANCIAL MANAGEMENT, INC.
April 10, 2014 - April 22, 2015
VALLEY FINANCIAL MANAGEMENT, INC.
January 3, 2011 - April 3, 2014
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - April 3, 2014
WELLS FARGO CLEARING SERVICES, LLC
August 9, 2006 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
April 10, 2006 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
July 6, 2005 - January 3, 2006
DFC INVESTOR SERVICES
January 13, 2005 - February 2, 2005
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
CITY NATIONAL SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/9/2024
General Securities Representative ExaminationCurrent Firm
CITY NATIONAL SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
Contact information
SEC notice filing (31 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITY NATIONAL BANK | SOLE SHAREHOLDER | |
| BANUELOS, ALMA DELIA | BOARD MEMBER | 4530705 |
| BARTON, RICHARD JOSEPH | CHIEF COMPLIANCE OFFICER | 2040869 |
| BRETADO, SANTIAGO AVILA | VP, CFO | 1945627 |
| DANIEL, JOBY SWANKUTTY | BOARD DIRECTOR | 6616727 |
| GIAQUINTO, GREGG | BOARD DIRECTOR | 3182583 |
| O'KEEFFE, IVOR PATRICK | BOARD DIRECTOR | 2397120 |
| RILEY, SHAWN DAVID | BOARD DIRECTOR | 7574191 |
Regulatory assets under management
| Total Number of Accounts | 2,004 |
| AUM (Assets Under Management) | $ 1,591,349,877 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
