Rosemary Timoney

WEALTHSPIRE ADVISORS

Melville, NY 11747

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CRD#: 4856338

Professional summary

Rosemary Timoney is a registered financial advisor currently at WEALTHSPIRE ADVISORS located in Melville, New York.

Rosemary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Rosemary has worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rosemary Timoney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2024 - Present

WEALTHSPIRE ADVISORS

Office #1: 400 Broadhollow Road Suite 301, Melville, NY 11747

RIA

CRD#: 147592

Melville, NY

Past

October 1, 2012 - November 14, 2012

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

EAST HAMPTON, NY

Past

October 1, 2012 - November 14, 2012

J.P. MORGAN SECURITIES LLC

CRD#: 79

EAST HAMPTON, NY

Past

December 19, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

EAST HAMPTON, NY

Past

October 24, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

EAST HAMPTON, NY

Past

October 6, 2004 - October 10, 2011

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHSPIRE ADVISORS

GM ADVISORY GROUP, INC. | WEALTHSPIRE ADVISORS | GMAG DIVERSIFIED FUND GP, LLC | GM ADVISORY GROUP, LLC

CRD#: 147592 / SEC#: 801-69418

RIA

Registered Investment Advisory firm - (7/29/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(1/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/15/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/11/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/5/2004

General Securities Representative Examination

Current Firm

WEALTHSPIRE ADVISORS

GM ADVISORY GROUP, INC. | WEALTHSPIRE ADVISORS | GMAG DIVERSIFIED FUND GP, LLC | GM ADVISORY GROUP, LLC

CRD#: 147592 / SEC#: 801-69418

RIA

Registered Investment Advisory firm - (7/29/2008 Approved)

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Contact information

Main Address

400 Broadhollow Road Suite 301, Melville, NY 11747

Mailing Address

Phone number

(631) 227-3900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/28/2025)

PART 2A: FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	743
AUM (Assets Under Management)	$ 3,682,831,523

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/01/2025	Cover Page	Report
09/05/2024	Cover Page	Report
11/07/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Rosemary Timoney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rosemary Timoney's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

SANFORD C. BERNSTEIN & CO., LLC

Primary Firm SEC Registration

WEALTHSPIRE ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/15/2011

Series 63

Date: 1/11/2005

Series 7

Date: 10/5/2004

Current Firm

WEALTHSPIRE ADVISORS

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WEALTHSPIRE ADVISORS

TRUST BUT VERIFY

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